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LPL Financial
LPLA

Overview Fund Activity

168 hedge funds and large institutions have $4.3B invested in LPL Financial in 2015 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 65 increasing their positions, 61 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
168
Holders Change
-10
Holders Change %
-5.62%
% of All Funds
4.7%
Holding in Top 10
13
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-13.33%
% of All Funds
0.36%
New
21
Increased
65
Reduced
61
Closed
29
Calls
$10.8M
Puts
$3.59M
Net Calls
+$7.18M
Net Calls Change
+$7.53M

Top Buyers

1
FPA
First Pacific Advisors
California
$175M
2
FP
FPR Partners
California
$417M
3
SP
Stockbridge Partners
Massachusetts
$157M
4
MCM
Marcato Capital Management
California
$21.9M
5
Bank of America
Bank of America
North Carolina
$18.4M

Top Sellers

1
William Blair & Company
William Blair & Company
Illinois
$3.1M
2
Wellington Management Group
Wellington Management Group
Massachusetts
$0
3
Two Sigma Investments
Two Sigma Investments
New York
$0
4
ACM
AKRE Capital Management
Virginia
$29.8M
5
TCGI
Three Corner Global Investors
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
EGM
176
Engineers Gate Manager
New York
– -$3.03M -65,223 Closed
PP
177
PDT Partners
New York
– -$2.63M -56,565 Closed
SFM
178
Systematic Financial Management
New Jersey
– -$2.61M -56,100 Closed
CHAM
179
Clear Harbor Asset Management
Connecticut
– -$2.38M -51,130 Closed
AQR Capital Management
180
AQR Capital Management
Connecticut
– -$1.85M -39,676 Closed
QIM
181
Quantitative Investment Management
Virginia
– -$1.35M -29,100 Closed
DIA
182
Denver Investment Advisors
Colorado
– -$1.09M -23,366 Closed
NP
183
NorthRock Partners
Minnesota
– -$638K -13,720 Closed
PP
184
Paloma Partners
Connecticut
– -$422K -9,075 Closed
CG
185
Clinton Group
New York
– -$402K -8,648 Closed
Jane Street
186
Jane Street
New York
– -$364K -7,825 Closed
ZCM
187
Zebra Capital Management
Connecticut
– -$329K -7,084 Closed
P
188
Pitcairn
Pennsylvania
– -$302K -6,482 Closed
AW
189
ACG Wealth
Georgia
– -$235K -5,048 Closed
AWCI
190
Alpine Woods Capital Investors
New York
– -$226K -4,869 Closed
MCM
191
Matarin Capital Management
New York
– -$206K -4,433 Closed
JG
192
Jefferies Group
New York
– -$102K -2,200 Closed
Simplex Trading
193
Simplex Trading
Illinois
– -$71K -1,528 Closed
CFG
194
CKW Financial Group
Hawaii
– -$27K -591 Closed
PG
195
PEAK6 Group
Illinois
– -$21K -451 Closed
RCG
196
Ruggie Capital Group
Florida
– -$17K -357 Closed
Lazard Asset Management
197
Lazard Asset Management
New York
– -$11K -258 Closed
BRWM
198
B. Riley Wealth Management
Tennessee
– -$9K -200 Closed
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