Clinton Group’s LPL Financial LPLA Stock Holding History

Clinton Group’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-21,106	Closed	-$743K	–	991
2016 Q4	$743K	Buy	21,106 +8,042	+62%	+$281K	0.04%	463
2016 Q3	$391K	Buy	+13,064	New	+$353K	0.02%	731
2016 Q2	–	Sell	-31,342	Closed	-$777K	–	979
2016 Q1	$777K	Buy	31,342 +18,261	+140%	+$493K	0.05%	484
2015 Q4	$558K	Buy	+13,081	New	+$557K	0.05%	489
2015 Q3	–	Sell	-8,648	Closed	-$402K	–	777
2015 Q2	$402K	Buy	8,648 +1,703	+25%	+$73.7K	0.06%	411
2015 Q1	$305K	Buy	+6,945	New	+$307K	0.08%	356
2014 Q4	–	Sell	-6,438	Closed	-$296K	–	528
2014 Q3	$296K	Buy	+6,438	New	+$310K	0.12%	272
2014 Q2	–	Sell	-4,433	Closed	-$233K	–	380
2014 Q1	$233K	Buy	+4,433	New	+$234K	0.09%	300

Other funds holding LPLA

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

SPO Advisory San Anselmo, California $2.11B AUM 14.87% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

First Pacific Advisors El Segundo, California $7.13B AUM 21.51% 1-Year Est. Return

FPR Partners San Francisco, California $579M AUM 26.76% 1-Year Est. Return

Fairview Capital Investment Management Greenbrae, California $1.84B AUM 13.39% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return