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LPL Financial
LPLA

Overview Fund Activity

162 hedge funds and large institutions have $4.12B invested in LPL Financial in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 66 increasing their positions, 54 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
162
Holders Change
-13
Holders Change %
-7.43%
% of All Funds
4.32%
Holding in Top 10
11
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+83.33%
% of All Funds
0.29%
New
26
Increased
66
Reduced
54
Closed
37
Calls
$63K
Puts
$612K
Net Calls
-$549K
Net Calls Change
-$576K

Top Buyers

1
SA
SPO Advisory
California
$246M
2
Citadel Advisors
Citadel Advisors
Florida
$108M
3
Franklin Resources
Franklin Resources
California
$62.8M
4
SC
Samlyn Capital
New York
$51.7M
5
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$379M

Top Sellers

1
LPC
Lone Pine Capital
Connecticut
$0
2
Artisan Partners
Artisan Partners
Wisconsin
$0
3
Principal Financial Group
Principal Financial Group
Iowa
$0
4
GC
Guggenheim Capital
Illinois
$1.78M
5
Millennium Management
Millennium Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AL
176
Airain Ltd
Guernsey
– -$1.07M -23,196 Closed
JRP
177
Jasper Ridge Partners
California
– -$966K -20,988 Closed
SCA
178
Secor Capital Advisors
New York
– -$871K -18,911 Closed
JPMorgan Chase & Co
179
JPMorgan Chase & Co
New York
– -$826K -17,916 Closed
DCP
180
DSM Capital Partners
Florida
– -$775K -16,820 Closed
GCA
181
Gideon Capital Advisors
New York
– -$495K -10,753 Closed
D.E. Shaw & Co
182
D.E. Shaw & Co
New York
– -$452K -9,808 Closed
VKH
183
Virtu KCG Holdings
New York
– -$347K -7,545 Closed
BF
184
BOK Financial
Oklahoma
– -$326K -7,068 Closed
CG
185
Clinton Group
New York
– -$296K -6,438 Closed
ARTA
186
A.R.T. Advisors
New York
– -$274K -5,961 Closed
PAM
187
Princeton Alpha Management
New Jersey
– -$238K -5,172 Closed
PRCM
188
Pine River Capital Management
Minnesota
– -$216K -4,683 Closed
V
189
Veritable
Delaware
– -$204K -4,421 Closed
PI
190
PineBridge Investments
New York
– -$147K -3,199 Closed
QT
191
Quantbot Technologies
New York
– -$107K -2,336 Closed
Fifth Third Bancorp
192
Fifth Third Bancorp
Ohio
– -$69K -1,509 Closed
Ameriprise
193
Ameriprise
Minnesota
– -$61K -1,328 Closed
PCM
194
Prelude Capital Management
New York
– -$51K -1,110 Closed
IRS
195
Invictus RG (Singapore)
Singapore
– -$8K -180 Closed
TWA
196
TCI Wealth Advisors
Arizona
– -$4K -79 Closed
LNB
197
Ledyard National Bank
– -$4K -77 Closed
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