Secor Capital Advisors’s LPL Financial LPLA Stock Holding History

Secor Capital Advisors’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-25,178	Closed	-$1.65M	–	509
2018 Q2	$1.65M	Sell	25,178 -31,184	-55%	-$2.05M	0.14%	226
2018 Q1	$3.44M	Buy	+56,362	New	+$3.49M	0.28%	115
2015 Q2	–	Sell	-6,338	Closed	-$278K	–	495
2015 Q1	$278K	Buy	+6,338	New	+$280K	0.11%	331
2014 Q4	–	Sell	-18,911	Closed	-$871K	–	425
2014 Q3	$871K	Buy	+18,911	New	+$911K	0.49%	48

Other funds holding LPLA

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

FPA

First Pacific Advisors El Segundo, California $8.09B AUM 21.95% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

FCM

Frontier Capital Management Boston, Massachusetts $10.7B AUM 67.78% 1-Year Est. Return

SCA

Southpoint Capital Advisors New York $4.4B AUM 49.36% 1-Year Est. Return

Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return

FCIM

Fairview Capital Investment Management Greenbrae, California $1.9B AUM 14.31% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Secor Capital Advisors's LPLA Position: Q3 2018 in Review

Secor Capital Advisors sold out of LPL Financial (LPLA) in Q3 2018, closing a stake of 25,178 shares — an estimated $1.65M sold.

Secor Capital Advisors first reported a position in LPLA in Q3 2014 and held it in 4 quarters. The position peaked at $3.44M in Q1 2018. 291 funds tracked by Wall St. Rank hold LPLA as of Q3 2018.

Secor Capital Advisors reported no remaining LPL Financial position as of Q3 2018 after selling out during the quarter.
Secor Capital Advisors sold 25,178 LPL Financial shares in Q3 2018, an estimated $1.65M.
Secor Capital Advisors first reported a position in LPL Financial in Q3 2014 and held it in 4 quarters.
Secor Capital Advisors's LPL Financial position peaked at $3.44M in Q1 2018.
291 funds tracked by Wall St. Rank held LPL Financial as of Q3 2018.

Based on Secor Capital Advisors's 13F filing for Q3 2018, filed 14 Nov 2018.