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LPL Financial
LPLA

175 hedge funds and large institutions have $4.18B invested in LPL Financial in 2014 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 65 increasing their positions, 67 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more call options, than puts

Call options by funds: $695K | Put options by funds: $668K

3% less repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 67

3% less funds holding

Funds holding: 180 → 175 (-5)

8% less capital invested

Capital invested by funds: $4.56B → $4.18B (-$375M)

12% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 26

33% less funds holding in top 10

Funds holding in top 10: 9 → 6 (-3)

Holders
175
Holders Change
-5
Holders Change %
-2.78%
% of All Funds
5.08%
Holding in Top 10
6
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-33.33%
% of All Funds
0.17%
New
23
Increased
65
Reduced
67
Closed
26
Calls
$695K
Puts
$668K
Net Calls
+$27K
Net Calls Change
-$51K

Top Buyers

1
Citadel Advisors
Citadel Advisors
Florida
+$30.9M
2
American Century Companies
American Century Companies
Missouri
+$28.9M
3
FCIM
Fairview Capital Investment Management
California
+$28M
4
Millennium Management
Millennium Management
New York
+$15.5M
5
TAM
Toscafund Asset Management
United Kingdom
+$12.5M

Top Sellers

1
Wellington Management Group
Wellington Management Group
Massachusetts
-$36.5M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$29.4M
3
Norges Bank
Norges Bank
Norway
-$25.6M
4
Artisan Partners
Artisan Partners
Wisconsin
-$25.4M
5
SP
Stockbridge Partners
Massachusetts
-$20.7M
Name Holding Trade Value Shares
Change 		Change in
Stake
VKH
126
Virtu KCG Holdings
New York
$347K -$80.4K -1,668 -18%
BF
127
BOK Financial
Oklahoma
$326K -$4.1K -85 -1%
MCM
128
MAI Capital Management
Ohio
$322K – – –
Fidelity Investments
129
Fidelity Investments
Massachusetts
$320K -$29.4M -611,116 -99%
P
130
Pitcairn
Pennsylvania
$303K +$29.5K +612 +10%
CG
131
Clinton Group
New York
$296K +$310K +6,438 New
BNP Paribas Financial Markets
132
BNP Paribas Financial Markets
France
$286K +$296K +6,136 +7,575%
MLICM
133
Metropolitan Life Insurance Company (MetLife)
New York
$276K -$2.17K -45 -0.7%
ARTA
134
A.R.T. Advisors
New York
$274K -$53.4K -1,108 -16%
BOS
135
Bingham Osborn & Scarborough
California
$272K – – –
U
136
UBS
Switzerland
$266K -$723 -15 -0.3%
PNC Financial Services Group
137
PNC Financial Services Group
Pennsylvania
$254K +$771 +16 +0.3%
Prudential Financial
138
Prudential Financial
New Jersey
$251K -$357K -7,400 -58%
AW
139
ACG Wealth
Georgia
$249K – – –
PAM
140
Princeton Alpha Management
New Jersey
$238K +$249K +5,172 New
Canada Life
141
Canada Life
Manitoba, Canada
$228K – – –
AWCI
142
Alpine Woods Capital Investors
New York
$224K – – –
PRCM
143
Pine River Capital Management
Minnesota
$216K +$226K +4,683 New
PI
144
Placemark Investments
Illinois
$212K +$223K +4,619 New
V
145
Veritable
Delaware
$204K +$213K +4,421 New
BlackRock
146
BlackRock
New York
$203K – – –
FMT
147
First Mercantile Trust
Tennessee
$171K +$2.55K +53 +1%
PI
148
PineBridge Investments
New York
$147K +$154K +3,199 New
STC
149
SEI Trust Company
Pennsylvania
$144K -$112K -2,333 -43%
SG Americas Securities
150
SG Americas Securities
New York
$136K -$18.9K -392 -12%
4 5
6
7 8

LPLA Hedge Fund Activity: Q3 2014 in Review

175 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2014, worth a combined $4.18B — down 8.2% from $4.56B a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of LPLA and 23 opened new positions — a net loss of 3 holders — while 67 trimmed existing stakes and 65 added.

The largest buyer was Citadel Advisors, adding an estimated $30.9M. The largest seller was Wellington Management Group, cutting an estimated $36.5M.

  • 175 institutional investors held LPL Financial (LPLA) as of Q3 2014, down from 180 in Q2 2014.
  • Funds reported $4.18B of LPL Financial stock for Q3 2014, down 8.2% quarter-over-quarter.
  • 23 funds opened new LPL Financial positions in Q3 2014 and 26 closed out, a net change of -3 holders.
  • The largest LPL Financial buyer in Q3 2014 was Citadel Advisors, an estimated $30.9M added.
  • The largest LPL Financial seller in Q3 2014 was Wellington Management Group, an estimated $36.5M sold.

Based on aggregated 13F filings for Q3 2014.