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LPL Financial
LPLA

Overview Fund Activity

175 hedge funds and large institutions have $4.18B invested in LPL Financial in 2014 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 65 increasing their positions, 67 reducing their positions, and 26 closing their positions.

Holders
175
Holders Change
-5
Holders Change %
-2.78%
% of All Funds
5.08%
Holding in Top 10
6
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-33.33%
% of All Funds
0.17%
New
23
Increased
65
Reduced
67
Closed
26
Calls
$695K
Puts
$668K
Net Calls
+$27K
Net Calls Change
-$51K

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$29.9M
2
American Century Companies
2
American Century Companies
Missouri
$86.5M
3
FCIM
3
Fairview Capital Investment Management
California
$141M
4
Millennium Management
4
Millennium Management
New York
$14.8M
5
TAM
5
Toscafund Asset Management
United Kingdom
$12M

Top Sellers

1
Wellington Management Group
1
Wellington Management Group
Massachusetts
$58.5M
2
Fidelity Investments
2
Fidelity Investments
Massachusetts
$320K
3
Norges Bank
3
Norges Bank
Norway
$24.5M
4
Artisan Partners
4
Artisan Partners
Wisconsin
$113M
5
SP
5
Stockbridge Partners
Massachusetts
$124M
Name Market Value Shares Shares
Change 		Shares
Change %
VKH
126
Virtu KCG Holdings
New York
$347K 7,545 -1,668 -18%
BF
127
BOK Financial
Oklahoma
$326K 7,068 -85 -1%
MCM
128
MAI Capital Management
Ohio
$322K 7,000 – –
Fidelity Investments
129
Fidelity Investments
Massachusetts
$320K 6,947 -611,116 -99%
P
130
Pitcairn
Pennsylvania
$303K 6,571 +612 +10%
CG
131
Clinton Group
New York
$296K 6,438 +6,438 New
BNP Paribas Financial Markets
132
BNP Paribas Financial Markets
France
$286K 6,217 +6,136 +7,575%
MLICM
133
Metropolitan Life Insurance Company (MetLife)
New York
$276K 5,998 -45 -0.7%
ARTA
134
A.R.T. Advisors
New York
$274K 5,961 -1,108 -16%
BOS
135
Bingham Osborn & Scarborough
California
$272K 5,915 – –
U
136
UBS
Switzerland
$266K 5,783 -15 -0.3%
PNC Financial Services Group
137
PNC Financial Services Group
Pennsylvania
$254K 5,520 +16 +0.3%
Prudential Financial
138
Prudential Financial
New Jersey
$251K 5,444 -7,400 -58%
AW
139
ACG Wealth
Georgia
$249K 5,412 – –
PAM
140
Princeton Alpha Management
New Jersey
$238K 5,172 +5,172 New
Canada Life
141
Canada Life
Manitoba, Canada
$228K 4,933 – –
AWCI
142
Alpine Woods Capital Investors
New York
$224K 4,869 – –
PRCM
143
Pine River Capital Management
Minnesota
$216K 4,683 +4,683 New
PI
144
Placemark Investments
Illinois
$212K 4,619 +4,619 New
V
145
Veritable
Delaware
$204K 4,421 +4,421 New
BlackRock
146
BlackRock
New York
$203K 4,413 – –
FMT
147
First Mercantile Trust
Tennessee
$171K 3,723 +53 +1%
PI
148
PineBridge Investments
New York
$147K 3,199 +3,199 New
STC
149
SEI Trust Company
Pennsylvania
$144K 3,133 -2,333 -43%
SG Americas Securities
150
SG Americas Securities
New York
$136K 2,958 -392 -12%
4 5
6
7 8