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UBS’s LPL Financial LPLA Stock Holding History

UBS’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$266K Sell
5,783
-15
-0.3% -$723 ﹤0.01% 4892
2014
Q2 		$288K Sell
5,798
-11,146
-66% -$541K ﹤0.01% 4791
2014
Q1 		$890K Buy
16,944
+15,452
+1,036% +$816K ﹤0.01% 3598
2013
Q4 		$71K Buy
1,492
+574
+63% +$24.1K ﹤0.01% 6488
2013
Q3 		$35K Sell
918
-3,878
-81% -$148K ﹤0.01% 7330
2013
Q2 		$181K Buy
+4,796
New +$171K ﹤0.01% 5201

Other funds holding LPLA

TGHSA
TPG Group Holdings (SBS) Advisors Fort Worth, Texas $10.1B AUM 22.58% 1-Year Est. Return
LPC
Lone Pine Capital Greenwich, Connecticut $12.5B AUM 54.4% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
FP
FPR Partners San Francisco, California $579M AUM 26.76% 1-Year Est. Return
JHIU
Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
William Blair & Company
William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return
FCIM
Fairview Capital Investment Management Greenbrae, California $1.84B AUM 13.39% 1-Year Est. Return
SP
Stockbridge Partners Boston, Massachusetts $4.14B AUM 16.9% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS's LPLA Position: Q3 2014 in Review

UBS reduced its LPL Financial (LPLA) stake by 0.26% in Q3 2014, selling an estimated $723 and leaving 5,783 shares worth $266K. The position accounts for ﹤0.01% of the portfolio, ranked #4892.

UBS first reported a position in LPLA in Q2 2013 and has held it in 6 quarters since. The position peaked at $890K in Q1 2014. 175 funds tracked by Wall St. Rank hold LPLA as of Q3 2014.

  • UBS held 5,783 shares of LPL Financial worth $266K as of Q3 2014.
  • UBS sold 15 LPL Financial shares in Q3 2014, an estimated $723.
  • LPL Financial made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4892 holding.
  • UBS first reported a position in LPL Financial in Q2 2013 and has held it in 6 quarters since.
  • UBS's LPL Financial position peaked at $890K in Q1 2014.
  • 175 funds tracked by Wall St. Rank held LPL Financial as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.