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MAI Capital Management’s LPL Financial LPLA Stock Holding History

MAI Capital Management’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$1M Sell
3,552
-33
-0.9% -$9.9K ﹤0.01% 974
2026
Q1 		$1.08M Sell
3,585
-35
-1% -$11.7K 0.01% 748
2025
Q4 		$1.29M Buy
3,620
+369
+11% +$131K 0.01% 670
2025
Q3 		$1.08M Buy
3,251
+298
+10% +$108K 0.01% 675
2025
Q2 		$1.11M Buy
2,953
+82
+3% +$28.7K 0.01% 624
2025
Q1 		$939K Buy
2,871
+44
+2% +$15.3K 0.01% 634
2024
Q4 		$923K Buy
2,827
+151
+6% +$44.7K 0.01% 655
2024
Q3 		$622K Sell
2,676
-3,424
-56% -$772K 0.01% 685
2024
Q2 		$1.7M Buy
6,100
+24
+0.4% +$6.51K 0.02% 450
2024
Q1 		$1.61M Sell
6,076
-49
-0.8% -$12.4K 0.02% 449
2023
Q4 		$1.39M Sell
6,125
-104
-2% -$23.4K 0.02% 393
2023
Q3 		$1.48M Buy
6,229
+58
+0.9% +$13.5K 0.02% 357
2023
Q2 		$1.34M Sell
6,171
-2,024
-25% -$405K 0.02% 375
2023
Q1 		$1.66M Buy
8,195
+4,389
+115% +$1M 0.03% 330
2022
Q4 		$823K Buy
3,806
+487
+15% +$114K 0.01% 463
2022
Q3 		$725K Buy
3,319
+1,277
+63% +$272K 0.01% 449
2022
Q2 		$377K Buy
2,042
+41
+2% +$7.79K 0.01% 629
2022
Q1 		$366K Sell
2,001
-95
-5% -$16.5K 0.01% 643
2021
Q4 		$336K Sell
2,096
-113
-5% -$18.7K 0.01% 674
2021
Q3 		$346K Buy
2,209
+128
+6% +$18.4K 0.01% 590
2021
Q2 		$281K Buy
2,081
+376
+22% +$54.7K 0.01% 617
2021
Q1 		$242K Buy
+1,705
New +$218K 0.01% 630
2015
Q2 		– Sell
-7,000
Closed -$307K – 488
2015
Q1 		$307K Hold
7,000
– – 0.02% 367
2014
Q4 		$312K Hold
7,000
– – 0.02% 348
2014
Q3 		$322K Hold
7,000
– – 0.03% 290
2014
Q2 		$348K Buy
7,000
+2,000
+40% +$97K 0.03% 282
2014
Q1 		$263K Buy
+5,000
New +$264K 0.03% 322

Other funds holding LPLA

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return
JT
Jupiter Topco New York $245B AUM
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
SC
Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

MAI Capital Management's LPLA Position: Q2 2026 in Review

MAI Capital Management reduced its LPL Financial (LPLA) stake by 0.92% in Q2 2026, selling an estimated $9.9K and leaving 3,552 shares worth $1M. The position accounts for ﹤0.01% of the portfolio, ranked #974.

MAI Capital Management first reported a position in LPLA in Q1 2014 and has held it in 27 quarters since. The position peaked at $1.7M in Q2 2024. 763 funds tracked by Wall St. Rank hold LPLA as of Q2 2026.

  • MAI Capital Management held 3,552 shares of LPL Financial worth $1M as of Q2 2026.
  • MAI Capital Management sold 33 LPL Financial shares in Q2 2026, an estimated $9.9K.
  • LPL Financial made up ﹤0.01% of MAI Capital Management's portfolio in Q2 2026, its #974 holding.
  • MAI Capital Management first reported a position in LPL Financial in Q1 2014 and has held it in 27 quarters since.
  • MAI Capital Management's LPL Financial position peaked at $1.7M in Q2 2024.
  • 763 funds tracked by Wall St. Rank held LPL Financial as of Q2 2026.

Based on MAI Capital Management's 13F filing for Q2 2026, filed 14 Aug 2026.