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LPL Financial
LPLA

Overview Fund Activity

178 hedge funds and large institutions have $4.93B invested in LPL Financial in 2015 Q2 according to their latest regulatory filings, with 36 funds opening new positions, 64 increasing their positions, 61 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
178
Holders Change
+7
Holders Change %
+4.09%
% of All Funds
4.8%
Holding in Top 10
15
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+25%
% of All Funds
0.4%
New
36
Increased
64
Reduced
61
Closed
29
Calls
$2.73M
Puts
$3.08M
Net Calls
-$350K
Net Calls Change
-$363K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$175M
2
SA
2
SPO Advisory
California
$408M
3
FPA
3
First Pacific Advisors
California
$124M
4
Citigroup
4
Citigroup
New York
$96M
5
Principal Financial Group
5
Principal Financial Group
Iowa
$107M

Top Sellers

1
Nomura Holdings
1
Nomura Holdings
Japan
$0
2
William Blair & Company
2
William Blair & Company
Illinois
$119M
3
KKRC
3
Kohlberg Kravis Roberts & Co
New York
$0
4
PCM
4
Palestra Capital Management
New York
$0
5
American Century Companies
5
American Century Companies
Missouri
$102M
Name Holding Trade Value Shares
Change 		Shares
Change %
QIM
101
Quantitative Investment Management
Virginia
$1.35M +$1.35M +29,100 New
Bank of America
102
Bank of America
North Carolina
$1.26M +$1.09M +23,522 +658%
Susquehanna International Group
103
Susquehanna International Group
Pennsylvania
$1.16M -$482K -10,358 -29%
DIA
104
Denver Investment Advisors
Colorado
$1.09M -$2.94M -63,164 -73%
OCM
105
OMT Capital Management
California
$1.05M +$1.05M +22,530 New
LPL Financial
106
LPL Financial
California
$977K +$31K +674 +3%
IRF
107
IBM Retirement Fund
New York
$890K +$64.1K +1,379 +8%
ALA
108
Atherton Lane Advisers
California
$837K -$884K -19,000 -51%
DADC
109
D.A. Davidson & Co
Montana
$822K +$430K +9,260 +110%
URS
110
Utah Retirement Systems
Utah
$682K -$37.2K -800 -5%
NP
111
NorthRock Partners
Minnesota
$638K +$171K +3,686 +37%
Rafferty Asset Management
112
Rafferty Asset Management
New York
$598K +$372K +7,991 +164%
BOTW
113
Bank of the West
California
$563K – – –
ProShare Advisors
114
ProShare Advisors
Maryland
$559K -$28.8K -620 -5%
BA
115
BlackRock Advisors
Delaware
$510K – – –
Canada Pension Plan Investment Board
116
Canada Pension Plan Investment Board
Ontario, Canada
$474K -$130K -2,800 -22%
NMIMC
117
Northwestern Mutual Investment Management Company
Wisconsin
$451K +$930 +20 +0.2%
AB
118
Amalgamated Bank
New York
$441K -$18.4K -397 -4%
PP
119
Paloma Partners
Connecticut
$422K -$444K -9,556 -51%
TM
120
Tikvah Management
North Carolina
$409K – – –
CG
121
Clinton Group
New York
$402K +$79.2K +1,703 +25%
Jane Street
122
Jane Street
New York
$364K -$42.6K -916 -10%
SEI Investments
123
SEI Investments
Pennsylvania
$350K -$92.5K -1,996 -21%
BNP Paribas Financial Markets
124
BNP Paribas Financial Markets
France
$349K +$81.4K +1,751 +30%
BF
125
BOK Financial
Oklahoma
$348K +$14.8K +319 +4%
3 4
5
6 7