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LPL Financial
LPLA

Overview Fund Activity

162 hedge funds and large institutions have $4.12B invested in LPL Financial in 2014 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 66 increasing their positions, 54 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
162
Holders Change
-13
Holders Change %
-7.43%
% of All Funds
4.32%
Holding in Top 10
11
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+83.33%
% of All Funds
0.29%
New
26
Increased
66
Reduced
54
Closed
37
Calls
$63K
Puts
$612K
Net Calls
-$549K
Net Calls Change
-$576K

Top Buyers

1
SA
1
SPO Advisory
California
$246M
2
Citadel Advisors
2
Citadel Advisors
Florida
$108M
3
Franklin Resources
3
Franklin Resources
California
$62.8M
4
SC
4
Samlyn Capital
New York
$51.7M
5
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$379M

Top Sellers

1
LPC
1
Lone Pine Capital
Connecticut
$0
2
Artisan Partners
2
Artisan Partners
Wisconsin
$0
3
Principal Financial Group
3
Principal Financial Group
Iowa
$0
4
GC
4
Guggenheim Capital
Illinois
$1.78M
5
Millennium Management
5
Millennium Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BOTW
101
Bank of the West
California
$539K +$80.2K +1,800 +17%
Citigroup
102
Citigroup
New York
$537K -$195K -4,372 -27%
CCM
103
CrestPoint Capital Management
Missouri
$526K – – –
BA
104
BlackRock Advisors
Delaware
$508K -$12.9K -290 -2%
Two Sigma Advisers
105
Two Sigma Advisers
New York
$506K +$4.46K +100 +0.9%
NP
106
NorthRock Partners
Minnesota
$496K +$496K +11,142 New
R
107
RQSI
Bahamas
$481K +$481K +10,801 New
AB
108
Amalgamated Bank
New York
$425K +$534 +12 +0.1%
Nomura Holdings
109
Nomura Holdings
Japan
$413K -$1.12M -25,106 -73%
ARC
110
Absolute Return Capital
Massachusetts
$413K +$413K +9,267 New
Royal Bank of Canada
111
Royal Bank of Canada
Ontario, Canada
$404K -$478K -10,718 -54%
TM
112
Tikvah Management
North Carolina
$392K -$224K -5,021 -36%
DADC
113
D.A. Davidson & Co
Montana
$377K -$308K -6,925 -45%
SEI Investments
114
SEI Investments
Pennsylvania
$363K +$363K +8,129 New
M&T Bank
115
M&T Bank
New York
$329K -$144K -3,232 -30%
Canada Life
116
Canada Life
Manitoba, Canada
$320K +$101K +2,266 +46%
MCM
117
MAI Capital Management
Ohio
$312K – – –
Fidelity Investments
118
Fidelity Investments
Massachusetts
$309K – – –
P
119
Pitcairn
Pennsylvania
$290K -$2.18K -49 -0.7%
CSS
120
Cubist Systematic Strategies
Connecticut
$278K -$488K -10,973 -64%
MLICM
121
Metropolitan Life Insurance Company (MetLife)
New York
$275K +$7.32K +164 +3%
PP
122
Paloma Partners
Connecticut
$272K +$272K +6,100 New
EGM
123
Engineers Gate Manager
New York
$266K +$266K +5,980 New
BOS
124
Bingham Osborn & Scarborough
California
$264K – – –
PI
125
Placemark Investments
Illinois
$254K +$50K +1,131 +24%
3 4
5
6 7