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LPL Financial

202 hedge funds and large institutions have $4.78B invested in LPL Financial in 2014 Q1 according to their latest regulatory filings, with 40 funds opening new positions, 46 increasing their positions, 96 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

122% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 18

11% more capital invested

Capital invested by funds: $4.29B → $4.78B (+$489M)

11% more funds holding

Funds holding: 182202 (+20)

10% more funds holding in top 10

Funds holding in top 10: 1011 (+1)

52% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 96

56% less call options, than puts

Call options by funds: $1.2M | Put options by funds: $2.74M

Holders
202
Holders Change
+20
Holders Change %
+10.99%
% of All Funds
5.83%
Holding in Top 10
11
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+10%
% of All Funds
0.32%
New
40
Increased
46
Reduced
96
Closed
18
Calls
$1.2M
Puts
$2.74M
Net Calls
-$1.54M
Net Calls Change
-$580K
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
101
JP Morgan Chase
New York
$1.82M -$25.9K -490 -1%
SCA
102
SAC Capital Advisors
Connecticut
$1.78M +$1.37M +26,029 +334%
Jacobs Levy Equity Management
103
Jacobs Levy Equity Management
New Jersey
$1.7M -$13.2K -250 -0.8%
Nomura Holdings
104
Nomura Holdings
Japan
$1.4M +$1.4M +26,557 New
VOYA Investment Management
105
VOYA Investment Management
Georgia
$1.38M -$123K -2,336 -8%
LPL Financial
106
LPL Financial
California
$1.27M +$26.3K +499 +2%
HI
107
HBK Investments
Texas
$1.2M +$665K +12,600 +124%
RFC
108
Russell Frank Company
Washington
$1.19M -$3.77M -71,321 -74%
ICM
109
ICC Capital Management
Florida
$1.19M -$526K -9,966 -30%
JRP
110
Jasper Ridge Partners
California
$1.1M
BIM
111
BlackRock Investment Management
Delaware
$1.1M -$6.71K -127 -0.6%
Susquehanna International Group
112
Susquehanna International Group
Pennsylvania
$1.09M +$690K +13,078 +170%
CCMH
113
Cornerstone Capital Management Holdings
New York
$1.09M -$8.11M -153,697 -88%
Ohio Public Employees Retirement System (OPERS)
114
Ohio Public Employees Retirement System (OPERS)
Ohio
$1.04M -$252K -4,777 -19%
NCCM
115
Nine Chapters Capital Management
New Jersey
$951K -$1.65M -31,300 -63%
Robeco Institutional Asset Management
116
Robeco Institutional Asset Management
Netherlands
$914K +$919K +17,400 New
DCP
117
DSM Capital Partners
Florida
$906K -$1.12M -21,260 -55%
U
118
UBS
Switzerland
$890K +$816K +15,452 +1,036%
DADC
119
D.A. Davidson & Co
Montana
$877K +$7.92K +150 +0.9%
ProShare Advisors
120
ProShare Advisors
Maryland
$829K +$50.8K +962 +6%
B
121
Barings
North Carolina
$809K +$143K +2,700 +21%
CCM
122
CrestPoint Capital Management
Missouri
$783K
GMIM
123
General Motors Investment Management
New York
$780K -$295K -5,597 -27%
ZIM
124
Zacks Investment Management
Illinois
$764K +$768K +14,550 New
PAM
125
Princeton Alpha Management
New Jersey
$732K +$736K +13,934 New

LPLA Hedge Fund Activity: Q1 2014 in Review

202 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2014, worth a combined $4.78B — up 11% from $4.29B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new LPLA positions and 18 closed out — a net gain of 22 holders — while 46 added to existing stakes and 96 trimmed.

The largest buyer was Lone Pine Capital, opening a new position worth an estimated $450M. The largest seller was TPG Group Holdings (SBS) Advisors, cutting an estimated $202M.

  • 202 institutional investors held LPL Financial (LPLA) as of Q1 2014, up from 182 in Q4 2013.
  • Funds reported $4.78B of LPL Financial stock for Q1 2014, up 11% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q1 2014 and 18 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q1 2014 was Lone Pine Capital, an estimated $450M added.
  • The largest LPL Financial seller in Q1 2014 was TPG Group Holdings (SBS) Advisors, an estimated $202M sold.

Based on aggregated 13F filings for Q1 2014.