Barings’s LPL Financial LPLA Stock Holding History

Barings’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-2,600	Closed	-$241K	–	593
2019 Q4	$241K	Sell	2,600 -3,400	-57%	-$292K	0.01%	568
2019 Q3	$491K	Hold	6,000	–	–	0.01%	502
2019 Q2	$489K	Sell	6,000 -4,000	-40%	-$316K	0.01%	512
2019 Q1	$697K	Hold	10,000	–	–	0.02%	464
2018 Q4	$611K	Hold	10,000	–	–	0.02%	458
2018 Q3	$645K	Sell	10,000 -10,000	-50%	-$663K	0.01%	569
2018 Q2	$1.31M	Buy	20,000 +16,500	+471%	+$1.08M	0.03%	453
2018 Q1	$214K	Buy	+3,500	New	+$217K	﹤0.01%	879
2017 Q4	–	Sell	-17,400	Closed	-$897K	–	970
2017 Q3	$897K	Hold	17,400	–	–	0.03%	512
2017 Q2	$739K	Sell	17,400 -51,800	-75%	-$2.1M	0.02%	541
2017 Q1	$2.76M	Buy	69,200 +34,600	+100%	+$1.36M	0.04%	508
2016 Q4	$1.22M	Buy	34,600 +19,200	+125%	+$671K	0.06%	405
2016 Q3	$461K	Sell	15,400 -32,000	-68%	-$866K	0.02%	587
2016 Q2	$1.07M	Buy	47,400 +24,300	+105%	+$610K	0.05%	471
2016 Q1	$573K	Buy	+23,100	New	+$624K	0.03%	636
2014 Q2	–	Sell	-15,400	Closed	-$809K	–	992
2014 Q1	$809K	Buy	15,400 +2,700	+21%	+$143K	0.03%	518
2013 Q4	$597K	Buy	+12,700	New	+$533K	0.03%	566

Other funds holding LPLA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Janus Henderson Group

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

BlackRock New York $5.7T AUM 30.48% 1-Year Est. Return

Samlyn Capital New York $5.82B AUM 36.3% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

Bank of New York Mellon

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

American Century Companies

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

Fairview Capital Investment Management Greenbrae, California $1.84B AUM 13.39% 1-Year Est. Return