Nine Chapters Capital Management’s LPL Financial LPLA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-18,100	Closed	-$951K	–	1041
2014 Q1	$951K	Sell	18,100 -31,300	-63%	-$1.64M	0.11%	272
2013 Q4	$2.32M	Sell	49,400 -65,400	-57%	-$3.08M	0.23%	113
2013 Q3	$4.4M	Buy	+114,800	New	+$4.4M	0.52%	31