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LPL Financial
LPLA

628 hedge funds and large institutions have $16.3B invested in LPL Financial in 2022 Q4 according to their latest regulatory filings, with 121 funds opening new positions, 196 increasing their positions, 263 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more first-time investments, than exits

New positions opened: 121 | Existing positions closed: 62

8% more funds holding

Funds holding: 581 → 628 (+47)

2% less call options, than puts

Call options by funds: $42.3M | Put options by funds: $43.3M

9.85% less ownership

Funds ownership: 105.96% → 96.11% (-9.8%)

11% less capital invested

Capital invested by funds: $18.4B → $16.3B (-$2.1B)

25% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 263

27% less funds holding in top 10

Funds holding in top 10: 26 → 19 (-7)

Holders
628
Holders Change
+47
Holders Change %
+8.09%
% of All Funds
10.09%
Holding in Top 10
19
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-26.92%
% of All Funds
0.31%
New
121
Increased
196
Reduced
263
Closed
62
Calls
$42.3M
Puts
$43.3M
Net Calls
-$1.02M
Net Calls Change
-$8.23M

Top Buyers

1
BlackRock
BlackRock
New York
+$340M
2
GQG Partners
GQG Partners
Florida
+$186M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$175M
4
Goldman Sachs
Goldman Sachs
New York
+$107M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$105M

Top Sellers

1
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$1.89B
2
Capital Research Global Investors
Capital Research Global Investors
California
-$233M
3
Invesco
Invesco
Georgia
-$233M
4
Wellington Management Group
Wellington Management Group
Massachusetts
-$210M
5
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management
California
-$161M
Name Holding Trade Value Shares
Change 		Change in
Stake
Handelsbanken Fonder
251
Handelsbanken Fonder
Sweden
$2.52M – – –
TAM
252
Tocqueville Asset Management
New York
$2.5M -$581K -2,487 -18%
AI
253
Atria Investments
North Carolina
$2.49M -$454K -1,944 -14%
N
254
Natixis
France
$2.46M +$2.66M +11,363 New
ERIC
255
Eagle Rock Investment Company
Georgia
$2.44M -$7.25K -31 -0.3%
BCM
256
Bridgeway Capital Management
Texas
$2.44M +$2.64M +11,290 New
AAMU
257
AEGON Asset Management (UK)
United Kingdom
$2.42M +$125K +533 +5%
WAM
258
Wakefield Asset Management
Colorado
$2.39M +$2.59M +11,064 New
DekaBank Deutsche Girozentrale
259
DekaBank Deutsche Girozentrale
Germany
$2.37M +$535K +2,287 +26%
Allianz Asset Management
260
Allianz Asset Management
Germany
$2.37M -$14K -60 -0.5%
ACM
261
Alcosta Capital Management
California
$2.36M -$68.7K -294 -3%
Macquarie Group
262
Macquarie Group
Australia
$2.35M +$482K +2,064 +23%
X
263
Xponance
Pennsylvania
$2.35M +$339K +1,449 +15%
Two Sigma Advisers
264
Two Sigma Advisers
New York
$2.33M -$281K -1,200 -10%
YMRC
265
Yorktown Management & Research Company
Virginia
$2.31M -$304K -1,300 -11%
Commonwealth Equity Services
266
Commonwealth Equity Services
Massachusetts
$2.3M -$2.61M -11,168 -51%
SF
267
Symphony Financial
Texas
$2.29M +$29K +124 +1%
GTCM
268
Gyon Technologies Capital Management
New Jersey
$2.22M -$610K -2,610 -20%
Principal Financial Group
269
Principal Financial Group
Iowa
$2.22M -$4.53M -19,386 -65%
RCS
270
Retirement Capital Strategies
California
$2.19M +$16.4K +70 +0.7%
LFM
271
LGT Fund Management
Liechtenstein
$2.16M – – –
EAMA
272
EFG Asset Management (Americas)
Florida
$2.16M +$282K +1,208 +14%
CT
273
Caldwell Trust
Florida
$2.15M -$40.2K -172 -2%
II
274
Inspire Investing
Idaho
$2.15M +$124K +529 +6%
Public Employees Retirement Association of Colorado
275
Public Employees Retirement Association of Colorado
Colorado
$2.12M – – –
9 10
11
12 13

LPLA Hedge Fund Activity: Q4 2022 in Review

628 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2022, worth a combined $16.3B — down 11% from $18.4B a quarter earlier.

Buyers outnumbered sellers: 121 funds opened new LPLA positions and 62 closed out — a net gain of 59 holders — while 196 added to existing stakes and 263 trimmed.

The largest buyer was BlackRock, adding an estimated $340M. The largest seller was Janus Henderson Group, cutting an estimated $1.89B.

  • 628 institutional investors held LPL Financial (LPLA) as of Q4 2022, up from 581 in Q3 2022.
  • Funds reported $16.3B of LPL Financial stock for Q4 2022, down 11% quarter-over-quarter.
  • 121 funds opened new LPL Financial positions in Q4 2022 and 62 closed out, a net change of +59 holders.
  • The largest LPL Financial buyer in Q4 2022 was BlackRock, an estimated $340M added.
  • The largest LPL Financial seller in Q4 2022 was Janus Henderson Group, an estimated $1.89B sold.

Based on aggregated 13F filings for Q4 2022.