Tocqueville Asset Management’s LPL Financial LPLA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-14,660	Closed	-$5.24M	–	583
2025 Q4	$5.24M	Sell	14,660 -203	-1%	-$71.8K	0.08%	206
2025 Q3	$4.94M	Sell	14,863 -3,856	-21%	-$1.4M	0.07%	218
2025 Q2	$7.02M	Buy	+18,719	New	+$6.56M	0.11%	187
2023 Q4	–	Sell	-12,048	Closed	-$2.86M	–	536
2023 Q3	$2.86M	Buy	12,048 +509	+4%	+$118K	0.05%	225
2023 Q2	$2.51M	Sell	11,539 -75	-0.6%	-$15K	0.04%	244
2023 Q1	$2.35M	Buy	11,614 +31	+0.3%	+$7.09K	0.04%	253
2022 Q4	$2.5M	Sell	11,583 -2,487	-18%	-$581K	0.05%	257
2022 Q3	$3.07M	Hold	14,070	–	–	0.06%	235
2022 Q2	$2.6M	Sell	14,070 -1,001	-7%	-$190K	0.05%	282
2022 Q1	$2.75M	Sell	15,071 -2	-0%	-$348	0.04%	309
2021 Q4	$2.41M	Sell	15,073 -1	-0%	-$165	0.03%	358
2021 Q3	$2.36M	Sell	15,074 -1,961	-12%	-$282K	0.04%	341
2021 Q2	$2.3M	Buy	17,035 +3,910	+30%	+$569K	0.03%	358
2021 Q1	$1.87M	Buy	+13,125	New	+$1.67M	0.03%	375