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Tocqueville Asset Management’s LPL Financial LPLA Stock Holding History

Tocqueville Asset Management’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-14,660
Closed -$5.24M – 583
2025
Q4 		$5.24M Sell
14,660
-203
-1% -$71.8K 0.08% 206
2025
Q3 		$4.94M Sell
14,863
-3,856
-21% -$1.4M 0.07% 218
2025
Q2 		$7.02M Buy
+18,719
New +$6.56M 0.11% 187
2023
Q4 		– Sell
-12,048
Closed -$2.86M – 536
2023
Q3 		$2.86M Buy
12,048
+509
+4% +$118K 0.05% 225
2023
Q2 		$2.51M Sell
11,539
-75
-0.6% -$15K 0.04% 244
2023
Q1 		$2.35M Buy
11,614
+31
+0.3% +$7.09K 0.04% 253
2022
Q4 		$2.5M Sell
11,583
-2,487
-18% -$581K 0.05% 257
2022
Q3 		$3.07M Hold
14,070
– – 0.06% 235
2022
Q2 		$2.6M Sell
14,070
-1,001
-7% -$190K 0.05% 282
2022
Q1 		$2.75M Sell
15,071
-2
-0% -$348 0.04% 309
2021
Q4 		$2.41M Sell
15,073
-1
-0% -$165 0.03% 358
2021
Q3 		$2.36M Sell
15,074
-1,961
-12% -$282K 0.04% 341
2021
Q2 		$2.3M Buy
17,035
+3,910
+30% +$569K 0.03% 358
2021
Q1 		$1.87M Buy
+13,125
New +$1.67M 0.03% 375

Other funds holding LPLA

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
Janus Henderson Group
Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
SC
Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Tocqueville Asset Management's LPLA Position: Q1 2026 in Review

Tocqueville Asset Management sold out of LPL Financial (LPLA) in Q1 2026, closing a stake of 14,660 shares — an estimated $5.24M sold.

Tocqueville Asset Management first reported a position in LPLA in Q1 2021 and held it in 14 quarters. The position peaked at $7.02M in Q2 2025. 768 funds tracked by Wall St. Rank hold LPLA as of Q1 2026.

  • Tocqueville Asset Management reported no remaining LPL Financial position as of Q1 2026 after selling out during the quarter.
  • Tocqueville Asset Management sold 14,660 LPL Financial shares in Q1 2026, an estimated $5.24M.
  • Tocqueville Asset Management first reported a position in LPL Financial in Q1 2021 and held it in 14 quarters.
  • Tocqueville Asset Management's LPL Financial position peaked at $7.02M in Q2 2025.
  • 768 funds tracked by Wall St. Rank held LPL Financial as of Q1 2026.

Based on Tocqueville Asset Management's 13F filing for Q1 2026, filed 12 May 2026.