EFG Asset Management (Americas)’s LPL Financial LPLA Stock Holding History

EFG Asset Management (Americas)’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	$1.7M	Buy	5,107 +469	+10%	+$170K	0.29%	102
2025 Q2	$1.74M	Buy	4,638 +2,232	+93%	+$782K	0.32%	92
2025 Q1	$787K	Buy	+2,406	New	+$838K	0.16%	117
2024 Q1	–	Sell	-10,847	Closed	-$2.47M	–	135
2023 Q4	$2.47M	Sell	10,847 -1,270	-10%	-$285K	0.53%	63
2023 Q3	$2.88M	Sell	12,117 -869	-7%	-$202K	0.69%	47
2023 Q2	$2.82M	Buy	12,986 +682	+6%	+$137K	0.65%	48
2023 Q1	$2.49M	Buy	12,304 +2,328	+23%	+$532K	0.6%	57
2022 Q4	$2.16M	Buy	9,976 +1,208	+14%	+$282K	0.53%	59
2022 Q3	$1.92M	Buy	+8,768	New	+$1.86M	0.48%	59

Other funds holding LPLA

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Boston Partners Boston, Massachusetts $95.5B AUM 28.4% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Kayne Anderson Rudnick Investment Management Los Angeles, California $34B AUM 6.31% 1-Year Est. Return

LPC

Lone Pine Capital Greenwich, Connecticut $12.5B AUM 54.4% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

EFG Asset Management (Americas)'s LPLA Position: Q3 2025 in Review

EFG Asset Management (Americas) increased its LPL Financial (LPLA) stake by 10% in Q3 2025, buying an estimated $170K and bringing the position to 5,107 shares worth $1.7M. The position accounts for 0.29% of the portfolio, ranked #102.

EFG Asset Management (Americas) first reported a position in LPLA in Q3 2022 and has held it in 9 quarters since. The position peaked at $2.88M in Q3 2023. 757 funds tracked by Wall St. Rank hold LPLA as of Q3 2025.

EFG Asset Management (Americas) held 5,107 shares of LPL Financial worth $1.7M as of Q3 2025.
EFG Asset Management (Americas) bought 469 LPL Financial shares in Q3 2025, an estimated $170K.
LPL Financial made up 0.29% of EFG Asset Management (Americas)'s portfolio in Q3 2025, its #102 holding.
EFG Asset Management (Americas) first reported a position in LPL Financial in Q3 2022 and has held it in 9 quarters since.
EFG Asset Management (Americas)'s LPL Financial position peaked at $2.88M in Q3 2023.
757 funds tracked by Wall St. Rank held LPL Financial as of Q3 2025.

Based on EFG Asset Management (Americas)'s 13F filing for Q3 2025, filed 14 Nov 2025.