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Caldwell Trust’s LPL Financial LPLA Stock Holding History

Caldwell Trust’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$2.09M Sell
7,428
-405
-5% -$122K 0.17% 111
2026
Q1 		$2.36M Sell
7,833
-50
-0.6% -$16.8K 0.21% 97
2025
Q4 		$2.82M Sell
7,883
-45
-0.6% -$15.9K 0.25% 83
2025
Q3 		$2.64M Sell
7,928
-210
-3% -$76.1K 0.25% 88
2025
Q2 		$3.05M Sell
8,138
-49
-0.6% -$17.2K 0.31% 74
2025
Q1 		$2.68M Sell
8,187
-225
-3% -$78.3K 0.29% 81
2024
Q4 		$2.75M Sell
8,412
-125
-1% -$37K 0.29% 75
2024
Q3 		$1.99M Sell
8,537
-280
-3% -$63.1K 0.21% 102
2024
Q2 		$2.46M Sell
8,817
-338
-4% -$91.7K 0.27% 79
2024
Q1 		$2.42M Sell
9,155
-253
-3% -$63.9K 0.28% 80
2023
Q4 		$2.14M Sell
9,408
-233
-2% -$52.4K 0.27% 83
2023
Q3 		$2.29M Sell
9,641
-25
-0.3% -$5.8K 0.31% 74
2023
Q2 		$2.1M Sell
9,666
-204
-2% -$40.9K 0.27% 82
2023
Q1 		$2M Sell
9,870
-95
-1% -$21.7K 0.28% 86
2022
Q4 		$2.15M Sell
9,965
-172
-2% -$40.2K 0.3% 77
2022
Q3 		$2.21M Sell
10,137
-287
-3% -$61K 0.33% 74
2022
Q2 		$1.92M Sell
10,424
-110
-1% -$20.9K 0.26% 84
2022
Q1 		$1.92M Sell
10,534
-180
-2% -$31.3K 0.23% 95
2021
Q4 		$1.72M Sell
10,714
-53
-0.5% -$8.75K 0.2% 100
2021
Q3 		$1.69M Sell
10,767
-583
-5% -$83.7K 0.21% 99
2021
Q2 		$1.53M Sell
11,350
-357
-3% -$51.9K 0.2% 99
2021
Q1 		$1.66M Sell
11,707
-414
-3% -$52.8K 0.23% 94
2020
Q4 		$1.26M Sell
12,121
-491
-4% -$44.1K 0.19% 106
2020
Q3 		$967K Sell
12,612
-347
-3% -$27.6K 0.16% 112
2020
Q2 		$1.02M Sell
12,959
-457
-3% -$30.5K 0.17% 110
2020
Q1 		$730K Sell
13,416
-217
-2% -$17.5K 0.14% 127
2019
Q4 		$1.26M Buy
+13,633
New +$1.17M 0.19% 107

Other funds holding LPLA

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return
JT
Jupiter Topco New York $245B AUM
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
SC
Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Caldwell Trust's LPLA Position: Q2 2026 in Review

Caldwell Trust reduced its LPL Financial (LPLA) stake by 5.2% in Q2 2026, selling an estimated $122K and leaving 7,428 shares worth $2.09M. The position accounts for 0.17% of the portfolio, ranked #111.

Caldwell Trust first reported a position in LPLA in Q4 2019 and has held it in 27 quarters since. The position peaked at $3.05M in Q2 2025. 763 funds tracked by Wall St. Rank hold LPLA as of Q2 2026.

  • Caldwell Trust held 7,428 shares of LPL Financial worth $2.09M as of Q2 2026.
  • Caldwell Trust sold 405 LPL Financial shares in Q2 2026, an estimated $122K.
  • LPL Financial made up 0.17% of Caldwell Trust's portfolio in Q2 2026, its #111 holding.
  • Caldwell Trust first reported a position in LPL Financial in Q4 2019 and has held it in 27 quarters since.
  • Caldwell Trust's LPL Financial position peaked at $3.05M in Q2 2025.
  • 763 funds tracked by Wall St. Rank held LPL Financial as of Q2 2026.

Based on Caldwell Trust's 13F filing for Q2 2026, filed 3 Aug 2026.