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Global X Lithium & Battery Tech ETF

367 hedge funds and large institutions have $1.23B invested in Global X Lithium & Battery Tech ETF in 2021 Q3 according to their latest regulatory filings, with 84 funds opening new positions, 146 increasing their positions, 59 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

236% more first-time investments, than exits

New positions opened: 84 | Existing positions closed: 25

147% more repeat investments, than reductions

Existing positions increased: 146 | Existing positions reduced: 59

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

66% more capital invested

Capital invested by funds: $744M → $1.23B (+$489M)

23% more call options, than puts

Call options by funds: $88.8M | Put options by funds: $72.4M

18% more funds holding

Funds holding: 312367 (+55)

5.23% more ownership

Funds ownership: 20.71%25.94% (+5.2%)

Holders
367
Holders Change
+55
Holders Change %
+17.63%
% of All Funds
6.43%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.07%
New
84
Increased
146
Reduced
59
Closed
25
Calls
$88.8M
Puts
$72.4M
Net Calls
+$16.4M
Net Calls Change
-$6.37M
Name Holding Trade Value Shares
Change
Change in
Stake
AA
201
AlphaMark Advisors
Kentucky
$279K -$16.4K -200 -6%
CLOS
202
Compagnie Lombard Odier SCmA
Switzerland
$279K
SM
203
SG3 Management
Puerto Rico
$279K +$279K +3,400 New
AAP
204
Arax Advisory Partners
Colorado
$277K +$10.6K +129 +4%
PFO
205
Pathstone Family Office
New Jersey
$273K +$164 +2 +0.1%
NFG
206
Nations Financial Group
Iowa
$273K +$273K +3,327 New
CAGAS
207
Capital Advisory Group Advisory Services
Minnesota
$273K +$273K +3,331 New
MSFP
208
Mark Sheptoff Financial Planning
Connecticut
$270K +$238K +2,900 +725%
MSAM
209
Moloney Securities Asset Management
Missouri
$268K +$268K +3,267 New
OPS
210
Orion Portfolio Solutions
Nebraska
$268K +$268K +3,275 New
CSIC
211
Clifford Swan Investment Counsel
California
$264K
Optiver Holding
212
Optiver Holding
Netherlands
$263K +$159K +1,935 +152%
CAN
213
Claraphi Advisory Network
United States
$262K +$33.1K +404 +14%
TF
214
Trek Financial
Arizona
$261K +$14.2K +173 +6%
AWA
215
Arete Wealth Advisors
Illinois
$254K +$254K +3,098 New
AF
216
Allworth Financial
California
$249K +$96.7K +1,180 +63%
WSCM
217
Wellington Shields Capital Management
New York
$246K -$36.9K -450 -13%
CCM
218
Covington Capital Management
California
$243K +$121K +1,480 +100%
Financial Engines Advisors
219
Financial Engines Advisors
California
$236K +$236K +2,882 New
OMC
220
Old Mission Capital
Illinois
$236K +$236K +2,884 New
IIA
221
IPG Investment Advisors
California
$232K -$42.5K -519 -15%
SS
222
Sunbelt Securities
Texas
$228K
SF
223
Synovus Financial
Georgia
$226K
MIM
224
MTM Investment Management
South Carolina
$225K -$20.5K -250 -8%
AWM
225
AllSquare Wealth Management
New York
$225K

LIT Hedge Fund Activity: Q3 2021 in Review

367 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q3 2021, worth a combined $1.23B — up 66% from $744M a quarter earlier.

Buyers outnumbered sellers: 84 funds opened new LIT positions and 25 closed out — a net gain of 59 holders — while 146 added to existing stakes and 59 trimmed.

The largest buyer was Mirae Asset Global Investments, adding an estimated $148M. The largest seller was Commonwealth Equity Services, cutting an estimated $7.43M.

  • 367 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q3 2021, up from 312 in Q2 2021.
  • Funds reported $1.23B of Global X Lithium & Battery Tech ETF stock for Q3 2021, up 66% quarter-over-quarter.
  • 84 funds opened new Global X Lithium & Battery Tech ETF positions in Q3 2021 and 25 closed out, a net change of +59 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q3 2021 was Mirae Asset Global Investments, an estimated $148M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q3 2021 was Commonwealth Equity Services, an estimated $7.43M sold.

Based on aggregated 13F filings for Q3 2021.