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Global X Lithium & Battery Tech ETF
LIT

94 hedge funds and large institutions have $55.5M invested in Global X Lithium & Battery Tech ETF in 2020 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 29 increasing their positions, 19 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 19

1.36% more ownership

Funds ownership: 12.91% → 14.27% (+1.4%)

7% less call options, than puts

Call options by funds: $2.46M | Put options by funds: $2.65M

4% less funds holding

Funds holding: 98 → 94 (-4)

11% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 18

13% less capital invested

Capital invested by funds: $64.1M → $55.5M (-$8.53M)

Holders
94
Holders Change
-4
Holders Change %
-4.08%
% of All Funds
2.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
29
Reduced
19
Closed
18
Calls
$2.46M
Puts
$2.65M
Net Calls
-$186K
Net Calls Change
+$1.06M

Top Buyers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
+$4.16M
2
MWA
MFA Wealth Advisors
Pennsylvania
+$2.88M
3
Morgan Stanley
Morgan Stanley
New York
+$1.93M
4
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$1.56M
5
Wells Fargo
Wells Fargo
California
+$1.42M

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$2.64M
2
MFM
MD Financial Management
Ontario, Canada
-$2.31M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.1M
4
FCC
Florin Court Capital
United Kingdom
-$939K
5
Goldman Sachs
Goldman Sachs
New York
-$699K
Name Holding Trade Value Shares
Change 		Change in
Stake
Barclays
76
Barclays
United Kingdom
$2K – – –
CIAS
77
Capital Investment Advisory Services
North Carolina
$2K – – –
PA
78
Parallel Advisors
California
$2K – – –
WCG
79
Weaver Consulting Group
California
$2K +$415 +15 +17%
DI
80
Disciplined Investments
Oklahoma
$2K +$2.05K +74 New
AIM
81
Axiom Investment Management
New York
$2K +$2.77K +100 New
MWM
82
MBE Wealth Management
Wisconsin
$2K +$3.1K +112 New
AIM
83
Anchor Investment Management
South Carolina
$1.09K – – –
VCP
84
Verus Capital Partners
Arizona
$1K -$15.6K -564 -95%
BC
85
Belmont Capital
California
$1K – – –
TCM
86
Tradewinds Capital Management
Washington
$1K – – –
VNA
87
Valley National Advisers
Pennsylvania
$1K +$1.38K +50 New
ED
88
Exane Derivatives
France
$955 – – –
EWM
89
Elmwood Wealth Management
California
$561 +$470 +17 New
FCC
90
Florin Court Capital
United Kingdom
– -$939K -34,338 Closed
Goldman Sachs
91
Goldman Sachs
New York
– -$699K -25,564 Closed
Qube Research & Technologies (QRT)
92
Qube Research & Technologies (QRT)
United Kingdom
– -$540K -19,745 Closed
ATFA
93
All Terrain Financial Advisors
Minnesota
– -$309K -11,315 Closed
Wolverine Trading
94
Wolverine Trading
Illinois
– -$309K -11,163 Closed
WP
95
WealthSource Partners
California
– -$269K -9,826 Closed
HighTower Advisors
96
HighTower Advisors
Illinois
– -$215K -7,890 Closed
HSBC Holdings
97
HSBC Holdings
United Kingdom
– -$205K -7,500 Closed
USGIU
98
U.S. Global Investors (USGI)
Texas
– -$177K -6,470 Closed
DZ Bank
99
DZ Bank
Germany
– -$68.4K -2,520 Closed
William Blair & Company
100
William Blair & Company
Illinois
– -$22K -800 Closed
1 2 3
4
5

LIT Hedge Fund Activity: Q1 2020 in Review

94 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q1 2020, worth a combined $55.5M — down 13% from $64.1M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of LIT and 16 opened new positions — a net loss of 2 holders — while 19 trimmed existing stakes and 29 added.

The largest buyer was Jane Street, opening a new position worth an estimated $4.16M. The largest seller was Raymond James & Associates, cutting an estimated $2.64M.

  • 94 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q1 2020, down from 98 in Q4 2019.
  • Funds reported $55.5M of Global X Lithium & Battery Tech ETF stock for Q1 2020, down 13% quarter-over-quarter.
  • 16 funds opened new Global X Lithium & Battery Tech ETF positions in Q1 2020 and 18 closed out, a net change of -2 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q1 2020 was Jane Street, an estimated $4.16M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q1 2020 was Raymond James & Associates, an estimated $2.64M sold.

Based on aggregated 13F filings for Q1 2020.