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Global X Lithium & Battery Tech ETF

127 hedge funds and large institutions have $143M invested in Global X Lithium & Battery Tech ETF in 2020 Q3 according to their latest regulatory filings, with 39 funds opening new positions, 35 increasing their positions, 21 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

371% more call options, than puts

Call options by funds: $11.6M | Put options by funds: $2.47M

160% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 15

67% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 21

60% more capital invested

Capital invested by funds: $89.4M → $143M (+$53.9M)

23% more funds holding

Funds holding: 103127 (+24)

3.02% more ownership

Funds ownership: 15.76%18.78% (+3%)

Holders
127
Holders Change
+24
Holders Change %
+23.3%
% of All Funds
2.56%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
39
Increased
35
Reduced
21
Closed
15
Calls
$11.6M
Puts
$2.47M
Net Calls
+$9.18M
Net Calls Change
+$5.3M
Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
51
Deutsche Bank
Germany
$252K +$228K +6,058 +2,623%
Baird Financial Group
52
Baird Financial Group
Wisconsin
$250K +$235K +6,241 New
GKWIM
53
Gerber Kawasaki Wealth & Investment Management
California
$248K +$233K +6,200 New
FDCDDQ
54
Federation des caisses Desjardins du Quebec
Quebec, Canada
$235K -$25.3K -672 -10%
CIBC World Market
55
CIBC World Market
Ontario, Canada
$235K -$19.9K -528 -8%
Truist Financial
56
Truist Financial
North Carolina
$227K +$213K +5,667 New
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
$208K +$57.1K +1,519 +41%
Citigroup
58
Citigroup
New York
$173K +$17.6K +469 +12%
GTAM
59
Global Trust Asset Management
Florida
$154K +$143K +3,800 New
SIM
60
Seaview Investment Managers
Florida
$135K +$117K +3,116 New
PMFA
61
Plante Moran Financial Advisors
Michigan
$120K +$102K +2,705 +930%
CLOS
62
Compagnie Lombard Odier SCmA
Switzerland
$116K
Bank of Montreal
63
Bank of Montreal
Ontario, Canada
$86K -$941 -25 -1%
SPIA
64
Steward Partners Investment Advisory
New York
$84K +$226 +6 +0.3%
CH
65
Canton Hathaway
Rhode Island
$80K +$75.2K +2,000 New
Simplex Trading
66
Simplex Trading
Illinois
$79K -$321K -8,530 -81%
SIAP
67
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$77K
US Bancorp
68
US Bancorp
Minnesota
$75K -$40.7K -1,082 -36%
IA
69
IFP Advisors
Florida
$65K
CWAF
70
Core Wealth Advisors (Florida)
Florida
$56K
ASN
71
Advisory Services Network
Georgia
$49K +$46.4K +1,234 New
BAM
72
Bellevue Asset Management
Washington
$48K
AF
73
Advisornet Financial
Minnesota
$41K +$113 +3 +0.3%
CCA
74
Column Capital Advisors
Indiana
$40K
OIA
75
Optimum Investment Advisors
Illinois
$40K

LIT Hedge Fund Activity: Q3 2020 in Review

127 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q3 2020, worth a combined $143M — up 60% from $89.4M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new LIT positions and 15 closed out — a net gain of 24 holders — while 35 added to existing stakes and 21 trimmed.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $7.43M. The largest seller was MD Financial Management, cutting an estimated $2.45M.

  • 127 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q3 2020, up from 103 in Q2 2020.
  • Funds reported $143M of Global X Lithium & Battery Tech ETF stock for Q3 2020, up 60% quarter-over-quarter.
  • 39 funds opened new Global X Lithium & Battery Tech ETF positions in Q3 2020 and 15 closed out, a net change of +24 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q3 2020 was Susquehanna International Group, an estimated $7.43M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q3 2020 was MD Financial Management, an estimated $2.45M sold.

Based on aggregated 13F filings for Q3 2020.