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Global X Lithium & Battery Tech ETF
LIT

94 hedge funds and large institutions have $55.5M invested in Global X Lithium & Battery Tech ETF in 2020 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 29 increasing their positions, 19 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 19

1.36% more ownership

Funds ownership: 12.91% → 14.27% (+1.4%)

7% less call options, than puts

Call options by funds: $2.46M | Put options by funds: $2.65M

4% less funds holding

Funds holding: 98 → 94 (-4)

11% less first-time investments, than exits

New positions opened: 16 | Existing positions closed: 18

13% less capital invested

Capital invested by funds: $64.1M → $55.5M (-$8.53M)

Holders
94
Holders Change
-4
Holders Change %
-4.08%
% of All Funds
2.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
29
Reduced
19
Closed
18
Calls
$2.46M
Puts
$2.65M
Net Calls
-$186K
Net Calls Change
+$1.06M

Top Buyers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
+$4.16M
2
MWA
MFA Wealth Advisors
Pennsylvania
+$2.88M
3
Morgan Stanley
Morgan Stanley
New York
+$1.93M
4
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$1.56M
5
Wells Fargo
Wells Fargo
California
+$1.42M

Top Sellers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
-$2.64M
2
MFM
MD Financial Management
Ontario, Canada
-$2.31M
3
Citadel Advisors
Citadel Advisors
Florida
-$1.1M
4
FCC
Florin Court Capital
United Kingdom
-$939K
5
Goldman Sachs
Goldman Sachs
New York
-$699K
Name Holding Trade Value Shares
Change 		Change in
Stake
OIA
51
Optimum Investment Advisors
Illinois
$22K – – –
AAP
52
Arax Advisory Partners
Colorado
$22K +$6.67K +241 +31%
SF
53
Synovus Financial
Georgia
$21K +$5.2K +188 +24%
RE
54
RBC Europe
United Kingdom
$17K – – –
GWM
55
Geneos Wealth Management
Colorado
$17K -$17.7K -639 -44%
FCM
56
Firestone Capital Management
Florida
$15K – – –
AF
57
Advisornet Financial
Minnesota
$15K +$194 +7 +1%
FHA
58
Flagship Harbor Advisors
Massachusetts
$14K -$9.65K -349 -35%
IF
59
Ironwood Financial
Arizona
$14K – – –
DAM
60
Delta Asset Management
Tennessee
$12K -$1.47K -53 -8%
BBPWM
61
Blue Bell Private Wealth Management
Pennsylvania
$11K – – –
GSWM
62
Golden State Wealth Management
California
$11K +$13.8K +500 New
DWM
63
Darwin Wealth Management
Florida
$11K +$14.4K +520 New
CT
64
Caldwell Trust
Florida
$10.9K – – –
CWAF
65
Core Wealth Advisors (Florida)
Florida
$7K – – –
CFGS
66
Concourse Financial Group Securities
Alabama
$5K -$885 -32 -13%
BFEC
67
Benjamin F. Edwards & Company
Missouri
$5K – – –
ST
68
Smithfield Trust
Pennsylvania
$5K – – –
NFG
69
Next Financial Group
Texas
$4K – – –
PMFA
70
Plante Moran Financial Advisors
Michigan
$4K – – –
BFC
71
Bedel Financial Consulting
Indiana
$3K – – –
CTB
72
Country Trust Bank
Illinois
$3K – – –
First Manhattan
73
First Manhattan
New York
$3K – – –
AF
74
Allworth Financial
California
$3K +$4.15K +150 New
AA
75
Ancora Advisors
Ohio
$3K +$4.29K +155 New
1 2
3
4 5

LIT Hedge Fund Activity: Q1 2020 in Review

94 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q1 2020, worth a combined $55.5M — down 13% from $64.1M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of LIT and 16 opened new positions — a net loss of 2 holders — while 19 trimmed existing stakes and 29 added.

The largest buyer was Jane Street, opening a new position worth an estimated $4.16M. The largest seller was Raymond James & Associates, cutting an estimated $2.64M.

  • 94 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q1 2020, down from 98 in Q4 2019.
  • Funds reported $55.5M of Global X Lithium & Battery Tech ETF stock for Q1 2020, down 13% quarter-over-quarter.
  • 16 funds opened new Global X Lithium & Battery Tech ETF positions in Q1 2020 and 18 closed out, a net change of -2 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q1 2020 was Jane Street, an estimated $4.16M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q1 2020 was Raymond James & Associates, an estimated $2.64M sold.

Based on aggregated 13F filings for Q1 2020.