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Global X Lithium & Battery Tech ETF
LIT

98 hedge funds and large institutions have $64.1M invested in Global X Lithium & Battery Tech ETF in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 15 increasing their positions, 31 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 12

8% more funds holding

Funds holding: 91 → 98 (+7)

4% more capital invested

Capital invested by funds: $61.6M → $64.1M (+$2.51M)

0.56% less ownership

Funds ownership: 13.47% → 12.91% (-0.56%)

52% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 31

78% less call options, than puts

Call options by funds: $358K | Put options by funds: $1.6M

Holders
98
Holders Change
+7
Holders Change %
+7.69%
% of All Funds
1.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
15
Reduced
31
Closed
12
Calls
$358K
Puts
$1.6M
Net Calls
-$1.25M
Net Calls Change
-$1.26M

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$2.37M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$991K
3
FCC
Florin Court Capital
United Kingdom
+$877K
4
Goldman Sachs
Goldman Sachs
New York
+$653K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$588K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$4.25M
2
PVH
Psagot Value Holdings
Israel
-$3.79M
3
PP
Prudential plc
United Kingdom
-$697K
4
CS
Credit Suisse
Switzerland
-$676K
5
WP
WealthSource Partners
California
-$541K
Name Holding Trade Value Shares
Change 		Change in
Stake
SIAP
51
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$31K – – –
BAM
52
Bellevue Asset Management
Washington
$29K +$26.8K +1,050 New
FHA
53
Flagship Harbor Advisors
Massachusetts
$28K -$6.44K -252 -20%
US Bancorp
54
US Bancorp
Minnesota
$28K – – –
OIA
55
Optimum Investment Advisors
Illinois
$27K – – –
CCA
56
Column Capital Advisors
Indiana
$27K +$25.5K +1,000 New
SF
57
Synovus Financial
Georgia
$22K – – –
William Blair & Company
58
William Blair & Company
Illinois
$22K – – –
RE
59
RBC Europe
United Kingdom
$21.5K – – –
AAP
60
Arax Advisory Partners
Colorado
$21K -$15.8K -619 -45%
AF
61
Advisornet Financial
Minnesota
$19K – – –
EIP
62
Ellis Investment Partners
Pennsylvania
$18K – – –
IF
63
Ironwood Financial
Arizona
$18K – – –
FCM
64
Firestone Capital Management
Florida
$18K +$17.2K +675 New
DAM
65
Delta Asset Management
Tennessee
$17K – – –
FPS
66
Fieldpoint Private Securities
Connecticut
$16K – – –
VCP
67
Verus Capital Partners
Arizona
$16K +$15.2K +594 New
LFASL
68
Lugano Financial Advisors SA (LFA)
Switzerland
$16K +$15.3K +600 New
BBPWM
69
Blue Bell Private Wealth Management
Pennsylvania
$14K – – –
CT
70
Caldwell Trust
Florida
$13.7K +$12.8K +500 New
CWAF
71
Core Wealth Advisors (Florida)
Florida
$9K +$8.02K +314 New
ST
72
Smithfield Trust
Pennsylvania
$7K – – –
CFGS
73
Concourse Financial Group Securities
Alabama
$7K +$6.18K +242 New
BFEC
74
Benjamin F. Edwards & Company
Missouri
$6K – – –
PMFA
75
Plante Moran Financial Advisors
Michigan
$6K – – –
1 2
3
4 5

LIT Hedge Fund Activity: Q4 2019 in Review

98 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q4 2019, worth a combined $64.1M — up 4.1% from $61.6M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new LIT positions and 12 closed out — a net gain of 10 holders — while 15 added to existing stakes and 31 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $2.37M. The largest seller was Jane Street, exiting entirely with an estimated $4.25M sold.

  • 98 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q4 2019, up from 91 in Q3 2019.
  • Funds reported $64.1M of Global X Lithium & Battery Tech ETF stock for Q4 2019, up 4.1% quarter-over-quarter.
  • 22 funds opened new Global X Lithium & Battery Tech ETF positions in Q4 2019 and 12 closed out, a net change of +10 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q4 2019 was Raymond James & Associates, an estimated $2.37M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q4 2019 was Jane Street, an estimated $4.25M sold.

Based on aggregated 13F filings for Q4 2019.