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Global X Lithium & Battery Tech ETF

103 hedge funds and large institutions have $70.3M invested in Global X Lithium & Battery Tech ETF in 2018 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 14 increasing their positions, 39 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

156% more call options, than puts

Call options by funds: $4.68M | Put options by funds: $1.83M

2.57% more ownership

Funds ownership: 9.16%11.73% (+2.6%)

8% less funds holding

Funds holding: 112103 (-9)

10% less capital invested

Capital invested by funds: $78M → $70.3M (-$7.69M)

41% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 22

64% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 39

Holders
103
Holders Change
-9
Holders Change %
-8.04%
% of All Funds
2.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
14
Reduced
39
Closed
22
Calls
$4.68M
Puts
$1.83M
Net Calls
+$2.85M
Net Calls Change
+$3.82M
Name Holding Trade Value Shares
Change
Change in
Stake
1832 Asset Management
51
1832 Asset Management
Ontario, Canada
$59K +$66.5K +2,185 New
RE
52
RBC Europe
United Kingdom
$53.6K
OIA
53
OneDigital Investment Advisors
Kansas
$53K
AAP
54
Arax Advisory Partners
Colorado
$43K +$27.6K +906 +132%
GWM
55
Geneos Wealth Management
Colorado
$40K -$25.5K -838 -36%
Carson Wealth (CWM LLC)
56
Carson Wealth (CWM LLC)
Nebraska
$35K +$25.4K +834 +187%
QFA
57
Quattro Financial Advisors
Texas
$31.5K +$11.4K +374 +50%
SIAP
58
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$31K -$24.3K -800 -41%
TCOV
59
Trust Company of Vermont
Vermont
$31K
RFC
60
Regions Financial Corp
Alabama
$25K
TRCT
61
Tower Research Capital (TRC)
New York
$22K +$23.2K +762 +1,073%
William Blair & Company
62
William Blair & Company
Illinois
$22K +$24.3K +800 New
SWM
63
SeaCrest Wealth Management
New York
$20K -$334K -10,990 -94%
Fifth Third Bancorp
64
Fifth Third Bancorp
Ohio
$19K +$6.08K +200 +40%
AF
65
Advisornet Financial
Minnesota
$18K
IF
66
Ironwood Financial
Arizona
$18K
DAM
67
Delta Asset Management
Tennessee
$17K +$19.1K +628 New
US Bancorp
68
US Bancorp
Minnesota
$16K -$30.4K -1,000 -62%
FPS
69
Fieldpoint Private Securities
Connecticut
$16K
CAM
70
Cresset Asset Management
Illinois
$14K +$15.2K +500 New
AIM
71
Advantage Investment Management
Iowa
$13K
BBPWM
72
Blue Bell Private Wealth Management
Pennsylvania
$13K
KCM
73
Karp Capital Management
California
$13K +$15.2K +500 New
WIM
74
Westside Investment Management
California
$10.8K +$12.2K +400 New
ST
75
Smithfield Trust
Pennsylvania
$7K

LIT Hedge Fund Activity: Q4 2018 in Review

103 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q4 2018, worth a combined $70.3M — down 9.9% from $78M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of LIT and 13 opened new positions — a net loss of 9 holders — while 39 trimmed existing stakes and 14 added.

The largest buyer was Jane Street, opening a new position worth an estimated $15.7M. The largest seller was Bank of America, cutting an estimated $3.36M.

  • 103 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q4 2018, down from 112 in Q3 2018.
  • Funds reported $70.3M of Global X Lithium & Battery Tech ETF stock for Q4 2018, down 9.9% quarter-over-quarter.
  • 13 funds opened new Global X Lithium & Battery Tech ETF positions in Q4 2018 and 22 closed out, a net change of -9 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q4 2018 was Jane Street, an estimated $15.7M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q4 2018 was Bank of America, an estimated $3.36M sold.

Based on aggregated 13F filings for Q4 2018.