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Global X Lithium & Battery Tech ETF

98 hedge funds and large institutions have $64.1M invested in Global X Lithium & Battery Tech ETF in 2019 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 15 increasing their positions, 31 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 12

8% more funds holding

Funds holding: 9198 (+7)

4% more capital invested

Capital invested by funds: $61.6M → $64.1M (+$2.51M)

0.56% less ownership

Funds ownership: 13.47%12.91% (-0.56%)

52% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 31

78% less call options, than puts

Call options by funds: $358K | Put options by funds: $1.6M

Holders
98
Holders Change
+7
Holders Change %
+7.69%
% of All Funds
1.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
22
Increased
15
Reduced
31
Closed
12
Calls
$358K
Puts
$1.6M
Net Calls
-$1.25M
Net Calls Change
-$1.26M
Name Holding Trade Value Shares
Change
Change in
Stake
ATFA
26
All Terrain Financial Advisors
Minnesota
$309K -$31.9K -1,250 -10%
Wolverine Trading
27
Wolverine Trading
Illinois
$303K +$285K +11,163 New
SG Americas Securities
28
SG Americas Securities
New York
$287K +$128K +5,029 +92%
WP
29
WealthSource Partners
California
$269K -$541K -21,198 -68%
CG
30
Cutler Group
California
$264K +$222K +8,676 +868%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$227K -$60K -2,349 -22%
HighTower Advisors
32
HighTower Advisors
Illinois
$215K -$131K -5,137 -39%
FDCDDQ
33
Federation des caisses Desjardins du Quebec
Quebec, Canada
$213K +$22.5K +880 +13%
SG
34
StoneX Group
New York
$209K -$19.7K -773 -9%
HSBC Holdings
35
HSBC Holdings
United Kingdom
$205K +$192K +7,500 New
MML Investors Services
36
MML Investors Services
Massachusetts
$204K +$190K +7,448 New
BNP Paribas Financial Markets
37
BNP Paribas Financial Markets
France
$179K -$188K -7,374 -53%
USGIU
38
U.S. Global Investors (USGI)
Texas
$177K +$165K +6,470 New
JP Morgan Chase
39
JP Morgan Chase
New York
$177K +$166K +6,486 New
APA
40
American Portfolios Advisors
New York
$142K +$29.3K +1,149 +28%
Citigroup
41
Citigroup
New York
$117K -$6.18K -242 -5%
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$101K
CLOS
43
Compagnie Lombard Odier SCmA
Switzerland
$79K -$89.4K -3,500 -55%
SPIA
44
Steward Partners Investment Advisory
New York
$69K -$4.83K -189 -7%
DZ Bank
45
DZ Bank
Germany
$68.4K
Bank of Montreal
46
Bank of Montreal
Ontario, Canada
$64K -$4.67K -183 -7%
JPLA
47
Joseph P. Lucia & Associates
New York
$56K -$7.02K -275 -12%
IA
48
IFP Advisors
Florida
$54K +$4.67K +183 +10%
GWM
49
Geneos Wealth Management
Colorado
$40K -$3.32K -130 -8%
EDRH
50
Edmond de Rothschild Holding
Switzerland
$33K -$56.2K -2,200 -65%

LIT Hedge Fund Activity: Q4 2019 in Review

98 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Global X Lithium & Battery Tech ETF (LIT) for Q4 2019, worth a combined $64.1M — up 4.1% from $61.6M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new LIT positions and 12 closed out — a net gain of 10 holders — while 15 added to existing stakes and 31 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $2.37M. The largest seller was Jane Street, exiting entirely with an estimated $4.25M sold.

  • 98 institutional investors held Global X Lithium & Battery Tech ETF (LIT) as of Q4 2019, up from 91 in Q3 2019.
  • Funds reported $64.1M of Global X Lithium & Battery Tech ETF stock for Q4 2019, up 4.1% quarter-over-quarter.
  • 22 funds opened new Global X Lithium & Battery Tech ETF positions in Q4 2019 and 12 closed out, a net change of +10 holders.
  • The largest Global X Lithium & Battery Tech ETF buyer in Q4 2019 was Raymond James & Associates, an estimated $2.37M added.
  • The largest Global X Lithium & Battery Tech ETF seller in Q4 2019 was Jane Street, an estimated $4.25M sold.

Based on aggregated 13F filings for Q4 2019.