Nuveen Mortgage and Income Fund
28 hedge funds and large institutions have $57.8M invested in Nuveen Mortgage and Income Fund in 2021 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 4 closing their positions.
6% more capital invested
Capital invested by funds: $54.6M → $57.8M (+$3.19M)
9% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 11
0.81% more ownership
Funds ownership: 16.54% → 17.35% (+0.81%)
7% less funds holding
Funds holding: 30 → 28 (-2)
50% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
+$4.66M |
| 2 |
RVPG
Relative Value Partners Group
|
+$545K |
| 3 |
AWM
Apollon Wealth Management
Mount Pleasant,
South Carolina
|
+$376K |
| 4 |
TJHA
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
+$275K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$253K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$1.77M |
| 2 |
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
|
-$978K |
| 3 |
Wells Fargo
San Francisco,
California
|
-$544K |
| 4 |
SCM
Saba Capital Management
New York
|
-$474K |
| 5 |
Mirae Asset Global Investments
Seoul,
South Korea
|
-$330K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FWM
26
Focused Wealth Management
Newburgh,
New York
| $11K | +$168 | +8 | +2% |
|
|
AF
27
Advisornet Financial
Minnetonka,
Minnesota
| $8K | – | – | – |
|
|
SWM
28
Spire Wealth Management
Mclean,
Virginia
| $8K | – | – | – |
|
|
RCM
29
Rivernorth Capital Management
West Palm Beach,
Florida
| – | -$1.77M | -85,271 | Closed |
|
|
SCM
30
Saba Capital Management
New York
| – | -$474K | -22,855 | Closed |
|
|
31
Mirae Asset Global Investments
Seoul,
South Korea
| – | -$330K | -15,918 | Closed |
|
|
TRCT
32
Tower Research Capital (TRC)
New York
| – | -$11K | -520 | Closed |
|
JLS Hedge Fund Activity: Q4 2021 in Review
28 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q4 2021, worth a combined $57.8M — up 5.8% from $54.6M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of JLS and 2 opened new positions — a net loss of 2 holders — while 11 trimmed existing stakes and 12 added.
The largest buyer was Sit Investment Associates, adding an estimated $4.66M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $1.77M sold.
- 28 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q4 2021, down from 30 in Q3 2021.
- Funds reported $57.8M of Nuveen Mortgage and Income Fund stock for Q4 2021, up 5.8% quarter-over-quarter.
- 2 funds opened new Nuveen Mortgage and Income Fund positions in Q4 2021 and 4 closed out, a net change of -2 holders.
- The largest Nuveen Mortgage and Income Fund buyer in Q4 2021 was Sit Investment Associates, an estimated $4.66M added.
- The largest Nuveen Mortgage and Income Fund seller in Q4 2021 was Rivernorth Capital Management, an estimated $1.77M sold.
Based on aggregated 13F filings for Q4 2021.