Nuveen Mortgage and Income Fund
31 hedge funds and large institutions have $51.9M invested in Nuveen Mortgage and Income Fund in 2021 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 7 closing their positions.
13% more capital invested
Capital invested by funds: $45.8M → $51.9M (+$6.13M)
1.16% more ownership
Funds ownership: 14.57% → 15.73% (+1.2%)
7% less repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 14
14% less funds holding
Funds holding: 36 → 31 (-5)
71% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 7
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RVPG
Relative Value Partners Group
|
+$5.18M |
| 2 |
Morgan Stanley
New York
|
+$1M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$623K |
| 4 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
+$575K |
| 5 |
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
+$273K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$747K |
| 2 |
Ameriprise
Minneapolis,
Minnesota
|
-$651K |
| 3 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
-$579K |
| 4 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
-$538K |
| 5 |
HCM
Hilton Capital Management
Garden City,
New York
|
-$446K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Rockefeller Capital Management
New York
| $99K | -$43.8K | -2,162 | -31% |
|
|
FWM
27
Focused Wealth Management
Newburgh,
New York
| $10K | +$61 | +3 | +0.6% |
|
|
AF
28
Advisornet Financial
Minnetonka,
Minnesota
| $8K | – | – | – |
|
|
SWM
29
Spire Wealth Management
Mclean,
Virginia
| $8K | +$8.1K | +400 | New |
|
|
FIA
30
FNY Investment Advisers
New York
| $1K | -$87.5K | -4,326 | -98% |
|
|
AWA
31
Arkadios Wealth Advisors
Atlanta,
Georgia
| $1K | -$526 | -26 | -29% |
|
|
32
Citadel Advisors
Miami,
Florida
| – | -$747K | -37,763 | Closed |
|
|
33
Ameriprise
Minneapolis,
Minnesota
| – | -$651K | -32,936 | Closed |
|
|
CRC
34
Curi RMB Capital
Chicago,
Illinois
| – | -$538K | -27,204 | Closed |
|
|
LCM
35
Landscape Capital Management
Englewood,
New Jersey
| – | -$429K | -21,698 | Closed |
|
36
Citigroup
New York
| – | -$196K | -9,910 | Closed |
|
|
ASN
37
Advisory Services Network
Atlanta,
Georgia
| – | -$53K | -2,662 | Closed |
|
38
Osaic Holdings
Scottsdale,
Arizona
| – | -$4K | -186 | Closed |
|
JLS Hedge Fund Activity: Q1 2021 in Review
31 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q1 2021, worth a combined $51.9M — up 13% from $45.8M a quarter earlier.
Sellers outnumbered buyers: 7 funds closed out of JLS and 2 opened new positions — a net loss of 5 holders — while 14 trimmed existing stakes and 13 added.
The largest buyer was Relative Value Partners Group, adding an estimated $5.18M. The largest seller was Citadel Advisors, exiting entirely with an estimated $747K sold.
- 31 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q1 2021, down from 36 in Q4 2020.
- Funds reported $51.9M of Nuveen Mortgage and Income Fund stock for Q1 2021, up 13% quarter-over-quarter.
- 2 funds opened new Nuveen Mortgage and Income Fund positions in Q1 2021 and 7 closed out, a net change of -5 holders.
- The largest Nuveen Mortgage and Income Fund buyer in Q1 2021 was Relative Value Partners Group, an estimated $5.18M added.
- The largest Nuveen Mortgage and Income Fund seller in Q1 2021 was Citadel Advisors, an estimated $747K sold.
Based on aggregated 13F filings for Q1 2021.