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Nuveen Mortgage and Income Fund
JLS

47 hedge funds and large institutions have $136M invested in Nuveen Mortgage and Income Fund in 2019 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 11

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

9% more capital invested

Capital invested by funds: $124M → $136M (+$11.7M)

7% more funds holding

Funds holding: 44 → 47 (+3)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

2.98% less ownership

Funds ownership: 34.92% → 31.94% (-3%)

Holders
47
Holders Change
+3
Holders Change %
+6.82%
% of All Funds
1.02%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
11
Increased
19
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
IA
Icon Advisers
Colorado
+$7.52M
2
RCM
Rivernorth Capital Management
Florida
+$4.87M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.38M
4
Bessemer Group
Bessemer Group
New Jersey
+$546K
5
SIA
Sit Investment Associates
Minnesota
+$489K

Top Sellers

Rank Fund Capital Flow
1
HCM
Hilton Capital Management
New York
-$16.3M
2
EVM
Eaton Vance Management
Massachusetts
-$7.24M
3
Bank of America
Bank of America
North Carolina
-$1.5M
4
Ameriprise
Ameriprise
Minnesota
-$1.01M
5
TIM
Tortoise Investment Management
New York
-$957K
Name Holding Trade Value Shares
Change 		Change in
Stake
LJAC
26
L.J. Altfest & Co
New York
$364K -$31.9K -1,391 -8%
RGC
27
Roberts, Glore & Co
Illinois
$364K +$17.2K +750 +5%
M&T Bank
28
M&T Bank
New York
$348K +$60.2K +2,624 +21%
Stifel Financial
29
Stifel Financial
Missouri
$332K +$2.41K +105 +0.7%
PFGIA
30
Patriot Financial Group Insurance Agency
Massachusetts
$329K +$30.1K +1,314 +10%
ACM
31
Arlington Capital Management
Illinois
$225K +$222K +9,675 New
SB
32
Suntrust Banks
Georgia
$216K +$213K +9,298 New
TSS
33
Two Sigma Securities
New York
$207K +$204K +8,908 New
BEI
34
Benjamin Edwards Inc
Missouri
$128K +$126K +5,478 New
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$110K +$79.3K +3,456 +273%
APA
36
American Portfolios Advisors
New York
$97.1K +$9.43K +411 +11%
AG
37
Advisor Group
Arizona
$85K +$16.2K +707 +24%
JFA
38
JNBA Financial Advisors
Minnesota
$47K – – –
MGIA
39
Moneta Group Investment Advisors
Missouri
$25K +$24.6K +1,074 New
CFN
40
Cordasco Financial Network
Florida
$24K +$23.5K +1,026 New
ASN
41
Advisory Services Network
Georgia
$23K – – –
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$22K +$21.4K +932 New
ESB
43
Essex Savings Bank
Connecticut
$19K – – –
TIM
44
Tortoise Investment Management
New York
$15K -$957K -41,729 -98%
FWM
45
Focused Wealth Management
New York
$11K – – –
JCM
46
Jacobi Capital Management
Pennsylvania
$9K – – –
AF
47
Advisornet Financial
Minnesota
$8K – – –
FIA
48
FNY Investment Advisers
New York
$3K +$3.26K +142 New
EVM
49
Eaton Vance Management
Massachusetts
– -$7.24M -324,011 Closed
AWA
50
Arete Wealth Advisors
Illinois
– -$215K -9,640 Closed
1
2
3

JLS Hedge Fund Activity: Q1 2019 in Review

47 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q1 2019, worth a combined $136M — up 9.5% from $124M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new JLS positions and 8 closed out — a net gain of 3 holders — while 19 added to existing stakes and 11 trimmed.

The largest buyer was Icon Advisers, opening a new position worth an estimated $7.52M. The largest seller was Hilton Capital Management, exiting entirely with an estimated $16.3M sold.

  • 47 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q1 2019, up from 44 in Q4 2018.
  • Funds reported $136M of Nuveen Mortgage and Income Fund stock for Q1 2019, up 9.5% quarter-over-quarter.
  • 11 funds opened new Nuveen Mortgage and Income Fund positions in Q1 2019 and 8 closed out, a net change of +3 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q1 2019 was Icon Advisers, an estimated $7.52M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q1 2019 was Hilton Capital Management, an estimated $16.3M sold.

Based on aggregated 13F filings for Q1 2019.