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Nuveen Mortgage and Income Fund
JLS

Overview Fund Activity

40 hedge funds and large institutions have $161M invested in Nuveen Mortgage and Income Fund in 2018 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
0.92%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
4
Increased
14
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
EVM
1
Eaton Vance Management
Massachusetts
$15.7M
2
Ameriprise
2
Ameriprise
Minnesota
$12.4M
3
Wells Fargo
3
Wells Fargo
California
$18.6M
4
Bank of America
4
Bank of America
North Carolina
$16.6M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$7.3M

Top Sellers

1
HCM
1
Hilton Capital Management
New York
$15.5M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.55M
3
COLIM
3
City of London Investment Management
United Kingdom
$0
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$10.3M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
M&T Bank
26
M&T Bank
New York
$293K +$49.3K +2,076 +20%
AWA
27
Arete Wealth Advisors
Illinois
$283K -$11.2K -473 -4%
PFGIA
28
Patriot Financial Group Insurance Agency
Massachusetts
$267K +$68.9K +2,909 +35%
BRF
29
B. Riley Financial
California
$223K – – –
APA
30
American Portfolios Advisors
New York
$118K +$101K +4,235 +593%
VCM
31
Virtue Capital Management
Tennessee
$94K +$94K +4,000 New
Cohen & Steers
32
Cohen & Steers
New York
$36K – – –
TSW
33
Thompson Siegel & Walmsley
Virginia
$36K – – –
AG
34
Advisor Group
Arizona
$35K -$73.6K -3,110 -68%
CPIG
35
Chicago Partners Investment Group
Illinois
$27K – – –
ASN
36
Advisory Services Network
Georgia
$24K – – –
ADL
37
Asset Dedication LLC
California
$21K +$21K +900 New
WAM
38
Wealthspire Advisors (Maryland)
Maryland
$15K – – –
FWM
39
Focused Wealth Management
New York
$11K – – –
AF
40
Advisornet Financial
Minnesota
$9K – – –
JCM
41
Jacobi Capital Management
Pennsylvania
$9K +$9K +400 New
DBT
42
Dubuque Bank & Trust
Iowa
$7K -$3.41K -147 -33%
COLIM
43
City of London Investment Management
United Kingdom
– -$1.39M -56,534 Closed
RJFSA
44
Raymond James Financial Services Advisors
Florida
– -$1.16M -46,842 Closed
CAN
45
Cetera Advisor Networks
California
– -$224K -9,042 Closed
LA
46
Legacy Advisors
Pennsylvania
– -$117K -4,755 Closed
SEI Investments
47
SEI Investments
Pennsylvania
– -$48K -1,957 Closed
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