JLS icon

Nuveen Mortgage and Income Fund
JLS

Overview Fund Activity

43 hedge funds and large institutions have $152M invested in Nuveen Mortgage and Income Fund in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
+4
Holders Change %
+10.26%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
16
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$18.1M
2
LJAC
2
L.J. Altfest & Co
New York
$2.84M
3
UBS Group
3
UBS Group
Switzerland
$5.13M
4
SIA
4
Sit Investment Associates
Minnesota
$5.33M
5
PAIM
5
Punch & Associates Investment Management
Minnesota
$9.08M

Top Sellers

1
HCM
1
Hilton Capital Management
New York
$9.59M
2
EVM
2
Eaton Vance Management
Massachusetts
$7.49M
3
Bank of America
3
Bank of America
North Carolina
$14.4M
4
COLIM
4
City of London Investment Management
United Kingdom
$5.18M
5
CRC
5
Curi RMB Capital
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$462K +$462K +20,000 New
CWM
27
Concert Wealth Management
California
$295K +$295K +12,741 New
IPC
28
Independent Portfolio Consultants
Florida
$284K -$559K -24,240 -66%
DA
29
Doliver Advisors
Texas
$266K +$266K +11,512 New
CAN
30
Cetera Advisor Networks
California
$246K -$3.1K -134 -1%
BRF
31
B. Riley Financial
California
$225K – – –
RJA
32
Raymond James & Associates
Florida
$200K +$200K +8,658 New
MFS
33
MSI Financial Services
Massachusetts
$139K – – –
Deutsche Bank
34
Deutsche Bank
Germany
$92K – – –
Cohen & Steers
35
Cohen & Steers
New York
$76K – – –
GXMC
36
Global X Management Company
New York
$47K +$15.5K +666 +49%
AG
37
Advisor Group
Arizona
$35K +$35K +1,526 New
US Bancorp
38
US Bancorp
Minnesota
$30K -$943 -41 -3%
CPIG
39
Chicago Partners Investment Group
Illinois
$27K +$9.32K +397 +53%
WAM
40
Wealthspire Advisors (Maryland)
Maryland
$25K -$20K – –
ASN
41
Advisory Services Network
Georgia
$23K – – –
FWM
42
Focused Wealth Management
New York
$11K – – –
IA
43
IFP Advisors
Florida
$10K +$10K +412 New
GWM
44
Geneos Wealth Management
Colorado
$9K – – –
PCM
45
Penserra Capital Management
California
$4K – – –
CRC
46
Curi RMB Capital
Illinois
– -$2.05M -91,315 Closed
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
– -$101K -4,490 Closed
AIG
48
American International Group
New York
– -$34K -1,526 Closed
1
2