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Nuveen Mortgage and Income Fund

43 hedge funds and large institutions have $152M invested in Nuveen Mortgage and Income Fund in 2016 Q2 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

10% more funds holding

Funds holding: 3943 (+4)

2% more capital invested

Capital invested by funds: $148M → $152M (+$3.42M)

0.25% less ownership

Funds ownership: 38.99%38.74% (-0.25%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
43
Holders Change
+4
Holders Change %
+10.26%
% of All Funds
1.15%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
7
Increased
16
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$462K +$457K +20,000 New
CWM
27
Concert Wealth Management
California
$295K +$291K +12,741 New
IPC
28
Independent Portfolio Consultants
Florida
$284K -$554K -24,240 -66%
DA
29
Doliver Advisors
Texas
$266K +$263K +11,512 New
CAN
30
Cetera Advisor Networks
California
$246K -$3.06K -134 -1%
BRF
31
B. Riley Financial
California
$225K
RJA
32
Raymond James & Associates
Florida
$200K +$198K +8,658 New
MFS
33
MSI Financial Services
Massachusetts
$139K
Deutsche Bank
34
Deutsche Bank
Germany
$92K
Cohen & Steers
35
Cohen & Steers
New York
$76K
GXMC
36
Global X Management Company
New York
$47K +$15.2K +666 +49%
AG
37
Advisor Group
Arizona
$35K +$34.9K +1,526 New
US Bancorp
38
US Bancorp
Minnesota
$30K -$937 -41 -3%
CPIG
39
Chicago Partners Investment Group
Illinois
$27K +$9.08K +397 +53%
WAM
40
Wealthspire Advisors (Maryland)
Maryland
$25K
ASN
41
Advisory Services Network
Georgia
$23K
FWM
42
Focused Wealth Management
New York
$11K
IA
43
IFP Advisors
Florida
$10K +$9.42K +412 New
GWM
44
Geneos Wealth Management
Colorado
$9K
PCM
45
Penserra Capital Management
California
$4K
CRC
46
Curi RMB Capital
Illinois
-$2.05M -91,315 Closed
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
-$101K -4,490 Closed
AIG
48
American International Group
New York
-$34K -1,526 Closed

JLS Hedge Fund Activity: Q2 2016 in Review

43 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Nuveen Mortgage and Income Fund (JLS) for Q2 2016, worth a combined $152M — up 2.3% from $148M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new JLS positions and 3 closed out — a net gain of 4 holders — while 16 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.38M. The largest seller was Eaton Vance Management, cutting an estimated $7.42M.

  • 43 institutional investors held Nuveen Mortgage and Income Fund (JLS) as of Q2 2016, up from 39 in Q1 2016.
  • Funds reported $152M of Nuveen Mortgage and Income Fund stock for Q2 2016, up 2.3% quarter-over-quarter.
  • 7 funds opened new Nuveen Mortgage and Income Fund positions in Q2 2016 and 3 closed out, a net change of +4 holders.
  • The largest Nuveen Mortgage and Income Fund buyer in Q2 2016 was Wells Fargo, an estimated $4.38M added.
  • The largest Nuveen Mortgage and Income Fund seller in Q2 2016 was Eaton Vance Management, an estimated $7.42M sold.

Based on aggregated 13F filings for Q2 2016.