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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MWM
201
Mission Wealth Management
California
-$128K -16,287 Closed
CFB
202
Cullen/Frost Bankers
Texas
-$117K -15,000 Closed
VA
203
Vident Advisory
Georgia
-$117K -14,975 Closed
CAM
204
Concorde Asset Management
Michigan
-$100K -12,793 Closed
MML Investors Services
205
MML Investors Services
Massachusetts
-$97.7K -12,477 Closed
IWA
206
Icon Wealth Advisors
Texas
-$83.2K -10,625 Closed
BL
207
BFSG LLC
California
-$36.3K -4,636 Closed
WPA
208
Wealth Preservation Advisors
Tennessee
-$7.56K -965 Closed
QA
209
Quattro Advisors
Pennsylvania
-$908 -116 Closed
DT
210
DV Trading
Illinois
-$16 -2 Closed