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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
176
Citadel Advisors
Florida
– -$147K -17,356 Closed
RWA
177
Redhawk Wealth Advisors
Minnesota
– -$135K -15,920 Closed
TSS
178
Two Sigma Securities
New York
– -$126K -14,898 Closed
AIA
179
Absolute Investment Advisers
Florida
– -$122K -14,360 Closed
Truist Financial
180
Truist Financial
North Carolina
– -$99.5K -11,747 Closed
Tower Research Capital (TRC)
181
Tower Research Capital (TRC)
New York
– -$39.9K -4,711 Closed
SW
182
SVB Wealth
Massachusetts
– -$32K -3,779 Closed
Coldstream Capital Management
183
Coldstream Capital Management
Washington
– -$8.5K -1,004 Closed
QL
184
Quarry LP
New York
– -$551 -65 Closed
Arax Advisory Partners
185
Arax Advisory Partners
Colorado
– -$195 -23 Closed