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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BC
151
Barrett & Company
Rhode Island
$21.3K -$17.7K -2,032 -45%
KB
152
Kimelman & Baird
New York
$15.8K +$15.9K +1,823 New
GRP
153
Global Retirement Partners
California
$15.3K +$444 +51 +3%
RCM
154
Raleigh Capital Management
North Carolina
$14.1K +$1.13K +130 +9%
BWL
155
Bogart Wealth LLC
Virginia
$13.7K
Carson Wealth (CWM LLC)
156
Carson Wealth (CWM LLC)
Nebraska
$13K
GWM
157
Geneos Wealth Management
Colorado
$10.6K
CIBC Private Wealth Group
158
CIBC Private Wealth Group
Georgia
$10.1K +$10K +1,149 New
RWMG
159
Redwood Wealth Management Group
New Jersey
$9.52K +$9.57K +1,100 New
LFG
160
Larson Financial Group
Missouri
$5.12K +$5.15K +592 New
BCMLT
161
Beacon Capital Management LLC (Tennessee)
Tennessee
$4.07K
CAS
162
Coppell Advisory Solutions
Texas
$3.75K +$3.77K +433 New
WWP
163
WR Wealth Planners
Missouri
$1.99K +$992 +114 +98%
RCM
164
Robinson Capital Management
Michigan
$1.64K
PNC Financial Services Group
165
PNC Financial Services Group
Pennsylvania
$1.36K -$85.9K -9,866 -98%
AssetMark Inc
166
AssetMark Inc
California
$1.14K
LC
167
Lindbrook Capital
California
$1.04K
VAMG
168
Voisard Asset Management Group
Michigan
$848 +$853 +98 New
IA
169
IFP Advisors
Florida
$484
Fifth Third Bancorp
170
Fifth Third Bancorp
Ohio
$208 +$209 +24 New
HNB
171
Huntington National Bank
Ohio
$9
DJSG
172
D.J. St. Germain
Massachusetts
$1
SFS
173
Shaker Financial Services
Virginia
-$3.85M -437,190 Closed
COLIM
174
City of London Investment Management
United Kingdom
-$3.49M -399,493 Closed
AA
175
AQR Arbitrage
Connecticut
-$2.72M -311,490 Closed