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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NAS
126
NWF Advisory Services
California
$124K -$95.9K -12,500 -43%
FAOAI
127
Fund Advisors of America Inc
Florida
$120K -$57.5K -7,489 -32%
MFG
128
Merit Financial Group
Georgia
$115K -$31K -4,038 -21%
Mariner
129
Mariner
Kansas
$115K -$50.9K -6,632 -30%
SF
130
Summit Financial
New Jersey
$114K +$4.11K +535 +4%
BKA
131
Brick & Kyle Associates
Pennsylvania
$114K +$116K +15,120 New
SWA
132
Stratos Wealth Advisors
Ohio
$110K +$2.42K +316 +2%
AFG
133
Atomi Financial Group
New York
$110K +$15.6K +2,039 +16%
Susquehanna International Group
134
Susquehanna International Group
Pennsylvania
$109K -$211K -27,463 -65%
HPCM
135
Hunter Perkins Capital Management
Illinois
$100K +$101K +13,184 New
BB
136
Burford Brothers
Texas
$98.3K
IMT
137
Investment Management Trust
Massachusetts
$97.9K +$99.9K +13,020 New
PMG
138
ProVise Management Group
Florida
$97.5K -$9.5K -1,238 -9%
Bank of New York Mellon
139
Bank of New York Mellon
New York
$97K +$98.9K +12,893 New
LFAS
140
Level Four Advisory Services
Texas
$95.9K +$2.26K +295 +2%
VF
141
Virtu Financial
New York
$95K -$646K -84,246 -87%
PAS
142
Park Avenue Securities
New York
$95K -$40.5K -5,276 -29%
WS
143
Wedbush Securities
California
$94K -$20.8K -2,710 -18%
OCA
144
OpenArc Corporate Advisory
Georgia
$93.9K +$17.5K +2,285 +22%
CPIG
145
Chicago Partners Investment Group
Illinois
$91.8K +$1.09K +142 +1%
PWPS
146
Pinnacle Wealth Planning Services
Ohio
$91.2K -$24K -3,126 -20%
WWM
147
Western Wealth Management
Colorado
$90K +$91.9K +11,974 New
GAG
148
GM Advisory Group
New York
$89.9K
WAAG
149
Wealth Alliance Advisory Group
Kansas
$88.3K
WI
150
Westbourne Investments
Virginia
$87.6K