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Nuveen Floating Rate Income Fund
JFR

Name Holding Trade Value Shares
Change 		Change in
Stake
CFB
126
Cullen/Frost Bankers
Texas
$97.2K +$95.4K +11,840 New
IC
127
IEQ Capital
California
$97.1K +$11.7K +1,449 +14%
WAAG
128
Wealth Alliance Advisory Group
Kansas
$96.4K +$94.6K +11,741 New
GA
129
GSG Advisors
New Jersey
$95.2K +$93.4K +11,590 New
NAS
130
NWF Advisory Services
California
$92.6K +$90.9K +11,276 New
SWA
131
Stratos Wealth Advisors
Ohio
$89.1K +$87.4K +10,847 New
AWM
132
AE Wealth Management
Kansas
$87.1K +$85.5K +10,611 New
CSPIA
133
Cary Street Partners Investment Advisory
Virginia
$85.6K +$69.6K +8,632 +480%
CBT
134
CoreFirst Bank & Trust
Kansas
$83.7K +$25.4K +3,148 +45%
VF
135
Virtu Financial
New York
$83K +$81.9K +10,159 New
PNC Financial Services Group
136
PNC Financial Services Group
Pennsylvania
$82.3K +$80.8K +10,024 New
Northwestern Mutual Wealth Management
137
Northwestern Mutual Wealth Management
Wisconsin
$71.8K +$11.2K +1,394 +19%
HCM
138
Hollencrest Capital Management
California
$62.6K +$52K +6,455 +552%
BFEC
139
Benjamin F. Edwards & Company
Missouri
$57K +$16.1K +2,000 +40%
JP Morgan Chase
140
JP Morgan Chase
New York
$54.1K +$53.1K +6,588 New
OIA
141
Optimum Investment Advisors
Illinois
$42.7K – – –
S
142
SignatureFD
Georgia
$38.6K +$37.9K +4,705 New
BC
143
Barrett & Company
Rhode Island
$36.9K +$36.3K +4,499 New
ZA
144
Zazove Associates
Nevada
$36K +$35.4K +4,387 New
GWSG
145
GPS Wealth Strategies Group
Colorado
$35.6K +$35K +4,341 New
NS
146
NBC Securities
Alabama
$29K +$28.7K +3,557 New
HCM
147
Highlander Capital Management
New Jersey
$28K +$27.4K +3,400 New
Bessemer Group
148
Bessemer Group
New Jersey
$24K +$23.6K +2,927 New
HCP
149
Hexagon Capital Partners
Arkansas
$23.9K +$23.5K +2,915 New
GI
150
Gradient Investments
Minnesota
$22.1K +$21.7K +2,691 New
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