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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
QWM
101
Quadcap Wealth Management
Texas
$217K
CWM
102
Centurion Wealth Management
Virginia
$213K
SG
103
StoneX Group
New York
$207K +$4.55K +531 +2%
MWM
104
MGB Wealth Management
Texas
$206K +$97.3K +11,349 +92%
CAPTRUST Financial Advisors
105
CAPTRUST Financial Advisors
North Carolina
$200K
PAG
106
Private Advisor Group
New Jersey
$198K +$368 +43 +0.2%
NFG
107
Nations Financial Group
Iowa
$194K -$15K -1,755 -7%
MML Investors Services
108
MML Investors Services
Massachusetts
$186K -$100K -11,712 -35%
SDAM
109
Shulman DeMeo Asset Management
New York
$184K
GWM
110
Geneos Wealth Management
Colorado
$182K +$164K +19,171 +807%
SIC
111
Samalin Investment Counsel
New York
$178K +$59.1K +6,891 +49%
FTA
112
Financial & Tax Architects
Missouri
$159K +$10.2K +1,188 +7%
AAS
113
Ameritas Advisory Services
Nebraska
$156K
IAG
114
Investment Advisory Group
Massachusetts
$152K +$9 +1 +0%
Bank of New York Mellon
115
Bank of New York Mellon
New York
$151K +$153K +17,853 New
PAS
116
Park Avenue Securities
New York
$150K +$152K +17,758 New
CPIG
117
Chicago Partners Investment Group
Illinois
$150K -$56.1K -6,544 -26%
MFG
118
Merit Financial Group
Georgia
$150K +$151K +17,652 New
Citadel Advisors
119
Citadel Advisors
Florida
$147K +$5.4K +630 +4%
QEI
120
QSV Equity Investors
Illinois
$140K
CP
121
Camelot Portfolios
Ohio
$140K +$23.7K +2,760 +20%
RWA
122
Redhawk Wealth Advisors
Minnesota
$135K
FFA
123
Farther Finance Advisors
California
$129K -$50.9K -5,941 -28%
PMG
124
ProVise Management Group
Florida
$129K
CFB
125
Cullen/Frost Bankers
Texas
$127K +$27.1K +3,160 +27%