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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KA
101
Klingman & Associates
New York
$174K
GJIA
102
Glass Jacobson Investment Advisors
Maryland
$173K +$1.74K +200 +1%
Focus Partners Wealth
103
Focus Partners Wealth
Massachusetts
$169K +$170K +19,520 New
SCA
104
Snowden Capital Advisors
New York
$169K +$17.4K +2,000 +12%
MML Investors Services
105
MML Investors Services
Massachusetts
$168K -$104K -11,915 -38%
CWC
106
Carolinas Wealth Consulting
North Carolina
$167K +$166K +19,089 New
IAG
107
Investment Advisory Group
Massachusetts
$156K
LFAS
108
Level Four Advisory Services
Texas
$152K +$2.53K +291 +2%
AAS
109
Ameritas Advisory Services
Nebraska
$152K
CPIG
110
Chicago Partners Investment Group
Illinois
$150K +$148K +17,017 New
PMG
111
ProVise Management Group
Florida
$147K -$6.87K -789 -4%
Mariner
112
Mariner
Kansas
$146K +$55.5K +6,377 +61%
WI
113
Wintrust Investments
Illinois
$144K +$10.8K +1,243 +8%
QEI
114
QSV Equity Investors
Illinois
$143K
DWM
115
Drive Wealth Management
Utah
$139K +$3.95K +454 +3%
RWA
116
Redhawk Wealth Advisors
Minnesota
$138K
TW
117
Transform Wealth
Colorado
$135K
CP
118
Camelot Portfolios
Ohio
$134K
Mercer Global Advisors
119
Mercer Global Advisors
Colorado
$134K +$15.7K +1,806 +13%
MG
120
Marex Group
$130K +$131K +15,043 New
TC
121
Trilogy Capital
California
$129K +$130K +14,967 New
MWM
122
MGB Wealth Management
Texas
$129K
NAS
123
NWF Advisory Services
California
$123K -$1.3K -150 -1%
PTP
124
Platform Technology Partners
New York
$122K +$122K +14,051 New
Bank of New York Mellon
125
Bank of New York Mellon
New York
$120K -$6.94K -798 -5%