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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Farther Finance Advisors
101
Farther Finance Advisors
California
$206K +$90.5K +10,638 +82%
Jane Street
102
Jane Street
New York
$205K +$200K +23,494 New
SDAM
103
Shulman DeMeo Asset Management
New York
$197K – – –
NFG
104
Nations Financial Group
Iowa
$193K -$22.5K -2,641 -11%
JRCM
105
Jones Road Capital Management
New York
$186K +$128 +15 +0.1%
Prudential Financial
106
Prudential Financial
New Jersey
$185K +$180K +21,210 New
HighTower Advisors
107
HighTower Advisors
Illinois
$182K -$2.61K -307 -1%
Klingman & Associates
108
Klingman & Associates
New York
$176K – – –
GJIA
109
Glass Jacobson Investment Advisors
Maryland
$173K -$50K -5,875 -23%
InterOcean Capital Group
110
InterOcean Capital Group
Tennessee
$170K +$166K +19,520 New
Laird Norton Wetherby Wealth Management
111
Laird Norton Wetherby Wealth Management
California
$169K +$165K +19,382 New
IAG
112
Investment Advisory Group
Massachusetts
$157K – – –
PMG
113
ProVise Management Group
Florida
$155K -$6.71K -789 -4%
SCA
114
Snowden Capital Advisors
New York
$153K +$25.5K +3,000 +21%
Ameritas Advisory Services
115
Ameritas Advisory Services
Nebraska
$153K +$149K +17,526 New
QEI
116
QSV Equity Investors
Illinois
$145K – – –
Level Four Advisory Services
117
Level Four Advisory Services
Texas
$142K – – –
RWA
118
Redhawk Wealth Advisors
Minnesota
$139K +$135K +15,920 New
DWM
119
Drive Wealth Management
Utah
$136K -$553 -65 -0.4%
TW
120
Transform Wealth
Colorado
$136K +$570 +67 +0.4%
CP
121
Camelot Portfolios
Ohio
$136K – – –
WI
122
Wintrust Investments
Illinois
$134K +$3.77K +443 +3%
Bank of New York Mellon
123
Bank of New York Mellon
New York
$128K +$125K +14,646 New
MWM
124
MGB Wealth Management
Texas
$127K – – –
NAS
125
NWF Advisory Services
California
$125K -$6.37K -749 -5%