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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SDAM
101
Shulman DeMeo Asset Management
New York
$185K -$16 -2 -0%
CAPTRUST Financial Advisors
102
CAPTRUST Financial Advisors
North Carolina
$184K +$180K +22,351 New
PMG
103
ProVise Management Group
Florida
$174K +$171K +21,236 New
KA
104
Klingman & Associates
New York
$165K +$162K +20,143 New
JRCM
105
Jones Road Capital Management
New York
$162K +$159K +19,732 New
SWM
106
Spire Wealth Management
Virginia
$153K +$101K +12,500 +204%
CWM
107
Centurion Wealth Management
Virginia
$153K +$150K +18,640 New
AAS
108
Avantax Advisory Services
Texas
$152K +$150K +18,568 New
EC
109
Elequin Capital
New York
$150K -$121K -15,005 -45%
IAG
110
Investment Advisory Group
Massachusetts
$148K +$8 +1 +0%
AWM
111
Apollon Wealth Management
South Carolina
$146K +$143K +17,769 New
Carson Wealth (CWM LLC)
112
Carson Wealth (CWM LLC)
Nebraska
$144K +$129K +16,007 +1,033%
LFAS
113
Level Four Advisory Services
Texas
$138K +$136K +16,835 New
CP
114
Camelot Portfolios
Ohio
$128K +$125K +15,531 New
TW
115
Transform Wealth
Colorado
$127K +$123K +15,312 New
WI
116
Wintrust Investments
Illinois
$127K +$124K +15,439 New
Cetera Investment Advisers
117
Cetera Investment Advisers
Illinois
$126K +$124K +15,397 New
DWM
118
Drive Wealth Management
Utah
$126K +$122K +15,149 New
SCA
119
Snowden Capital Advisors
New York
$118K +$116K +14,342 New
SWP
120
Stratos Wealth Partners
Ohio
$109K +$107K +13,334 New
Bank of New York Mellon
121
Bank of New York Mellon
New York
$101K +$99.4K +12,336 New
IA
122
IFG Advisory
Georgia
$101K +$99.4K +12,333 New
FSI
123
Flow State Investments
Illinois
$101K +$99K +12,285 New
CAMG
124
CWA Asset Management Group
Florida
$101K +$98.8K +12,252 New
CW
125
CreativeOne Wealth
Kansas
$100K +$98.1K +12,170 New