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Nuveen Floating Rate Income Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
LSC
101
Logan Stone Capital
Chicago,
Illinois
| – | -$859K | -108,457 | Closed |
|
|
AC
102
Almitas Capital
Santa Monica,
California
| – | -$472K | -59,595 | Closed |
|
|
WAM
103
Weiss Asset Management
Boston,
Massachusetts
| – | -$384K | -48,507 | Closed |
|
|
OFG
104
OTA Financial Group
Purchase,
New York
| – | -$260K | -32,946 | Closed |
|
|
GIA
105
Gladstone Institutional Advisory
Palm Beach Gardens,
Florida
| – | -$220K | -27,825 | Closed |
|
|
MCC
106
Money Concepts Capital
Palm Beach Gardens,
Florida
| – | -$117K | -14,762 | Closed |
|
|
GMA
107
Glassy Mountain Advisors
Bethesda,
Maryland
| – | -$75.9K | -9,583 | Closed |
|
|
AWM
108
Accurate Wealth Management
Wesley Chapel,
Florida
| – | -$31.8K | -3,850 | Closed |
|
|
WAM
109
Wolverine Asset Management
Chicago,
Illinois
| – | -$28.9K | -3,650 | Closed |
|
|
RBC
110
Romano Brothers & Co
Evanston,
Illinois
| – | -$7.92K | -1,000 | Closed |
|
111
Fidelity Investments
Boston,
Massachusetts
| – | -$8 | -1 | Closed |
|