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Nuveen Floating Rate Income Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WAM
101
Weiss Asset Management
Boston,
Massachusetts
| – | -$463K | -48,100 | Closed |
|
102
Millennium Management
New York
| – | -$271K | -28,091 | Closed |
|
|
BCM
103
Breiter Capital Management
Bradenton,
Florida
| – | -$236K | -21,680 | Closed |
|
|
WP
104
WealthSource Partners
San Luis Obispo,
California
| – | -$105K | -10,896 | Closed |
|
|
TJHA
105
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
| – | -$99K | -10,244 | Closed |
|
106
AllianceBernstein
Nashville,
Tennessee
| – | -$96K | -10,000 | Closed |
|
|
LC
107
Lavaca Capital
Houston,
Texas
| – | -$46K | -4,789 | Closed |
|
|
SWM
108
SeaCrest Wealth Management
Purchase,
New York
| – | -$13K | -1,350 | Closed |
|
|
PFPT
109
Pinnacle Financial Partners (Tennessee)
Nashville,
Tennessee
| – | -$12K | -1,280 | Closed |
|
|
CFB
110
Cullen/Frost Bankers
San Antonio,
Texas
| – | -$7K | -700 | Closed |
|
|
PGWM
111
Parisi Gray Wealth Management
Mendham,
New Jersey
| – | -$2K | -209 | Closed |
|