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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
76
Envestnet Asset Management
Illinois
$85K +$89.8K +10,445 New
IC
77
IEQ Capital
California
$84K
Lazard Asset Management
78
Lazard Asset Management
New York
$72K
CBT
79
CoreFirst Bank & Trust
Kansas
$57K
OIA
80
Optimum Investment Advisors
Illinois
$46K
WAM
81
Wolverine Asset Management
Illinois
$30K +$32K +3,724 New
APA
82
American Portfolios Advisors
New York
$29.9K -$31.9K -3,706 -50%
SCA
83
Stonebridge Capital Advisors
Minnesota
$22K -$12.4K -1,436 -35%
PFPT
84
Pinnacle Financial Partners (Tennessee)
Tennessee
$10K
FWM
85
Focused Wealth Management
New York
$10K +$215 +25 +2%
GWM
86
Geneos Wealth Management
Colorado
$9K -$13K -1,507 -55%
SWA
87
SOA Wealth Advisors
New York
$8K +$181 +21 +2%
BAM
88
Bellevue Asset Management
Washington
$4K
FIA
89
FNY Investment Advisers
New York
$1K
National Bank of Canada
90
National Bank of Canada
Quebec, Canada
$1K
FF
91
FourThought Financial
Florida
$1K +$946 +110 New
FIA
92
Foundations Investment Advisors
Arizona
-$230K -27,664 Closed
AWS
93
Atria Wealth Solutions
New York
-$204K -24,500 Closed
BCM
94
Bluefin Capital Management
New York
-$113K -13,545 Closed
SF
95
Synovus Financial
Georgia
-$92K -11,062 Closed
PAG
96
Private Advisor Group
New Jersey
-$92K -11,021 Closed
SWM
97
Spire Wealth Management
Virginia
-$55K -6,556 Closed
AF
98
Allworth Financial
California
-$17K -2,000 Closed
SWM
99
SeaCrest Wealth Management
New York
-$16K -1,925 Closed
PFGIA
100
Patriot Financial Group Insurance Agency
Massachusetts
-$14K -1,650 Closed