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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAG
76
Private Advisor Group
New Jersey
$92K +$327 +36 +0.3%
CCM
77
CTC Capital Management
Illinois
$89K +$97.1K +10,700 New
IC
78
IEQ Capital
California
$87K
APA
79
American Portfolios Advisors
New York
$61.7K -$8.15K -898 -11%
CBT
80
CoreFirst Bank & Trust
Kansas
$59K -$5.17K -570 -7%
SWM
81
Spire Wealth Management
Virginia
$55K -$54.6K -6,019 -48%
OIA
82
Optimum Investment Advisors
Illinois
$48K
SCA
83
Stonebridge Capital Advisors
Minnesota
$34K
GWM
84
Geneos Wealth Management
Colorado
$22K
AF
85
Allworth Financial
California
$17K +$18.1K +2,000 New
SWM
86
SeaCrest Wealth Management
New York
$16K +$17.5K +1,925 New
PFGIA
87
Patriot Financial Group Insurance Agency
Massachusetts
$14K
PFPT
88
Pinnacle Financial Partners (Tennessee)
Tennessee
$11K
FWM
89
Focused Wealth Management
New York
$10K +$191 +21 +2%
HNB
90
Huntington National Bank
Ohio
$8K
SWA
91
SOA Wealth Advisors
New York
$8K +$163 +18 +2%
BAM
92
Bellevue Asset Management
Washington
$4K
FIA
93
FNY Investment Advisers
New York
$1K
National Bank of Canada
94
National Bank of Canada
Quebec, Canada
$1K
CA
95
Calton & Associates
Florida
-$878K -87,718 Closed
Loomis, Sayles & Company
96
Loomis, Sayles & Company
Massachusetts
-$437K -43,648 Closed
PFO
97
Pathstone Family Office
New Jersey
-$227K -22,657 Closed
LA
98
Latitude Advisors
Florida
-$196K -19,579 Closed
LWM
99
Ledge Wealth Management
Minnesota
-$135K -13,480 Closed
Millennium Management
100
Millennium Management
New York
-$132K -13,156 Closed