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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
76
Jane Street
New York
$116K +$19K +2,251 +20%
FFA
77
Founders Financial Alliance
North Carolina
$114K
Stifel Financial
78
Stifel Financial
Missouri
$107K -$8.01K -950 -7%
FIA
79
FNY Investment Advisers
New York
$106K +$103K +12,204 New
PAG
80
Private Advisor Group
New Jersey
$101K -$18.7K -2,219 -16%
CIC
81
Carnegie Investment Counsel
Ohio
$96K
Citadel Advisors
82
Citadel Advisors
Florida
$90K +$87K +10,317 New
SPIA
83
Steward Partners Investment Advisory
New York
$68K
WEC
84
Winslow Evans & Crocker
Massachusetts
$53K +$41K +4,860 +405%
CBT
85
CoreFirst Bank & Trust
Kansas
$46K +$44.7K +5,298 New
EP
86
Eudaimonia Partners
Tennessee
$24K
IAIM
87
International Assets Investment Management
Florida
$18K +$17.2K +2,038 New
CFGS
88
Concourse Financial Group Securities
Alabama
$17K
PFGIA
89
Patriot Financial Group Insurance Agency
Massachusetts
$14K
NFG
90
Next Financial Group
Texas
$12K
GWM
91
Geneos Wealth Management
Colorado
$11K -$10.5K -1,250 -50%
PFPT
92
Pinnacle Financial Partners (Tennessee)
Tennessee
$11K
BAM
93
Barrett Asset Management
New York
$9K
FWM
94
Focused Wealth Management
New York
$9K +$202 +24 +2%
ZA
95
Zazove Associates
Nevada
$9K +$8.43K +1,000 New
Rockefeller Capital Management
96
Rockefeller Capital Management
New York
$9K +$9.28K +1,100 New
SWA
97
SOA Wealth Advisors
New York
$8K +$7.47K +886 New
BAM
98
Bellevue Asset Management
Washington
$5K -$4.22K -500 -50%
PAM
99
Panagora Asset Management
Massachusetts
$3K -$14.6K -1,733 -83%
FCM
100
Firestone Capital Management
Florida
$3K