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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WAM
76
Wolverine Asset Management
Illinois
$76K +$74.8K +9,702 New
SPIA
77
Steward Partners Investment Advisory
New York
$53K – – –
EP
78
Eudaimonia Partners
Tennessee
$22K -$771 -100 -3%
GWM
79
Geneos Wealth Management
Colorado
$20K – – –
PAM
80
Panagora Asset Management
Massachusetts
$17K – – –
CFGS
81
Concourse Financial Group Securities
Alabama
$16K -$671K -87,027 -98%
PA
82
Procyon Advisors
Connecticut
$15K +$14.9K +1,932 New
PFGIA
83
Patriot Financial Group Insurance Agency
Massachusetts
$13K – – –
PFPT
84
Pinnacle Financial Partners (Tennessee)
Tennessee
$10K – – –
WEC
85
Winslow Evans & Crocker
Massachusetts
$9K – – –
BAM
86
Barrett Asset Management
New York
$8K – – –
BAM
87
Bellevue Asset Management
Washington
$8K – – –
FWM
88
Focused Wealth Management
New York
$8K – – –
ZA
89
Zazove Associates
Nevada
$8K +$7.71K +1,000 New
FCM
90
Firestone Capital Management
Florida
$2K – – –
Janney Montgomery Scott
91
Janney Montgomery Scott
Pennsylvania
– -$3.15M -416,514 Closed
PPA
92
Parametric Portfolio Associates
Washington
– -$1.16M -153,191 Closed
HF
93
HRT Financial
New York
– -$647K -85,700 Closed
ECM
94
ExodusPoint Capital Management
New York
– -$549K -72,685 Closed
Citadel Advisors
95
Citadel Advisors
Florida
– -$362K -48,005 Closed
Bank of Montreal
96
Bank of Montreal
Ontario, Canada
– -$152K -21,000 Closed
DS
97
DRW Securities
Illinois
– -$134K -17,750 Closed
Jane Street
98
Jane Street
New York
– -$123K -16,237 Closed
IAIM
99
International Assets Investment Management
Florida
– -$107K -14,114 Closed
SRCM
100
Swift Run Capital Management
Virginia
– -$76K -10,000 Closed