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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WAM
76
Wolverine Asset Management
Illinois
$76K +$74.8K +9,702 New
SPIA
77
Steward Partners Investment Advisory
New York
$53K
EP
78
Eudaimonia Partners
Tennessee
$22K -$771 -100 -3%
GWM
79
Geneos Wealth Management
Colorado
$20K
PAM
80
Panagora Asset Management
Massachusetts
$17K
CFGS
81
Concourse Financial Group Securities
Alabama
$16K -$671K -87,027 -98%
PA
82
Procyon Advisors
Connecticut
$15K +$14.9K +1,932 New
PFGIA
83
Patriot Financial Group Insurance Agency
Massachusetts
$13K
PFPT
84
Pinnacle Financial Partners (Tennessee)
Tennessee
$10K
WEC
85
Winslow Evans & Crocker
Massachusetts
$9K
BAM
86
Barrett Asset Management
New York
$8K
BAM
87
Bellevue Asset Management
Washington
$8K
FWM
88
Focused Wealth Management
New York
$8K
ZA
89
Zazove Associates
Nevada
$8K +$7.71K +1,000 New
FCM
90
Firestone Capital Management
Florida
$2K
Janney Montgomery Scott
91
Janney Montgomery Scott
Pennsylvania
-$3.15M -416,514 Closed
PPA
92
Parametric Portfolio Associates
Washington
-$1.16M -153,191 Closed
HF
93
HRT Financial
New York
-$647K -85,700 Closed
ECM
94
ExodusPoint Capital Management
New York
-$549K -72,685 Closed
Citadel Advisors
95
Citadel Advisors
Florida
-$362K -48,005 Closed
Bank of Montreal
96
Bank of Montreal
Ontario, Canada
-$152K -21,000 Closed
DS
97
DRW Securities
Illinois
-$134K -17,750 Closed
Jane Street
98
Jane Street
New York
-$123K -16,237 Closed
IAIM
99
International Assets Investment Management
Florida
-$107K -14,114 Closed
SRCM
100
Swift Run Capital Management
Virginia
-$76K -10,000 Closed