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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WAP
76
Wealthcare Advisory Partners
Pennsylvania
$22K – – –
WC
77
Whitney & Co
New York
$20K +$19.8K +1,800 New
PFPT
78
Pinnacle Financial Partners (Tennessee)
Tennessee
$14K +$14.1K +1,280 New
APA
79
American Portfolios Advisors
New York
$12.6K -$26.4K -2,397 -67%
RCAG
80
Rehmann Capital Advisory Group
Michigan
$12K +$12.3K +1,122 New
BAM
81
Barrett Asset Management
New York
$11K – – –
FWM
82
Focused Wealth Management
New York
$11K – – –
PFGIA
83
Patriot Financial Group Insurance Agency
Massachusetts
$11K +$88 +8 +0.8%
RFC
84
Regions Financial Corp
Alabama
$8K – – –
TRCT
85
Tower Research Capital (TRC)
New York
$6K +$6.38K +580 New
Citigroup
86
Citigroup
New York
$3K – – –
KTC
87
Kistler-Tiffany Companies
Pennsylvania
$3K – – –
HI
88
Hudock Inc
Pennsylvania
$1K +$1.01K +92 New
ISSM
89
Invesco Senior Secured Management
New York
– -$9.07M -808,700 Closed
CA
90
Cetera Advisors
Colorado
– -$1.24M -110,203 Closed
Squarepoint
91
Squarepoint
New York
– -$469K -41,847 Closed
WAM
92
Weiss Asset Management
Massachusetts
– -$433K -38,608 Closed
Bank of New York Mellon
93
Bank of New York Mellon
New York
– -$139K -12,419 Closed
VF
94
Virtu Financial
New York
– -$139K -12,372 Closed
CAN
95
Cetera Advisor Networks
California
– -$131K -11,741 Closed
SI
96
SII Investments
Wisconsin
– -$124K -11,000 Closed
JMPWA
97
JP Morgan Private Wealth Advisors
California
– -$116K -10,378 Closed
IIA
98
IPG Investment Advisors
California
– -$29.2K -2,607 Closed
CA
99
Calton & Associates
Florida
– -$11K -1,054 Closed