Nuveen Floating Rate Income Fund
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FWM
76
Focused Wealth Management
Newburgh,
New York
| $10K | -$20.9K | -2,000 | -67% |
|
77
First Manhattan
New York
| $10K | – | – | – |
|
|
RPG
78
Risk Paradigm Group
Austin,
Texas
| $5.57K | +$5.8K | +554 | New |
|
|
DA
79
Doliver Advisors
Houston,
Texas
| – | -$738K | -68,695 | Closed |
|
80
AllianceBernstein
Nashville,
Tennessee
| – | -$487K | -45,300 | Closed |
|
|
VKH
81
Virtu KCG Holdings
New York
| – | -$113K | -10,511 | Closed |
|
|
PHS
82
Pekin Hardy Strauss
Chicago,
Illinois
| – | -$112K | -10,450 | Closed |
|
83
Deutsche Bank
Frankfurt Am Main Ge,
Germany
| – | -$32K | -3,000 | Closed |
|
|
WRM
84
Westport Resources Management
Westport,
Connecticut
| – | -$14K | -1,300 | Closed |
|
|
RIM
85
Ranger International Management
Lake Forest,
Illinois
| – | -$9K | -868 | Closed |
|