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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ASN
51
Advisory Services Network
Georgia
$942K +$67.8K +8,832 +8%
HKAM
52
Horizon Kinetics Asset Management
New York
$897K
Thrivent Financial for Lutherans
53
Thrivent Financial for Lutherans
Minnesota
$885K -$16.6K -2,159 -2%
ACM
54
Arlington Capital Management
Illinois
$847K +$864K +112,678 New
MWM
55
Melfa Wealth Management
Massachusetts
$806K
XT
56
XTX Topco
Cayman Islands
$778K -$178K -23,255 -18%
CL
57
Choreo LLC
Illinois
$768K -$422K -55,060 -35%
KAS
58
Kestra Advisory Services
Texas
$765K +$286K +37,331 +58%
Janney Montgomery Scott
59
Janney Montgomery Scott
Pennsylvania
$750K -$3.35K -436 -0.4%
SPC
60
Sigma Planning Corp
Michigan
$737K +$77 +10 +0%
HighTower Advisors
61
HighTower Advisors
Illinois
$726K -$98.5K -12,842 -12%
ICM
62
Ionic Capital Management
New York
$710K +$724K +94,360 New
CM
63
CastleKnight Management
New York
$657K
IFG
64
Independent Financial Group
California
$607K -$105K -13,655 -14%
YCM
65
Yakira Capital Management
Connecticut
$585K -$13.3K -1,728 -2%
BCP
66
Blackhawk Capital Partners
Wisconsin
$569K -$69.8K -9,100 -11%
Cerity Partners
67
Cerity Partners
New York
$560K +$266K +34,700 +87%
VIA
68
Virtus Investment Advisers
Connecticut
$559K -$92.8K -12,098 -14%
RCM
69
Robinson Capital Management
Michigan
$556K
First Trust Advisors
70
First Trust Advisors
Illinois
$555K -$87K -11,343 -13%
GIA
71
Gladstone Institutional Advisory
Florida
$545K +$30.7K +4,000 +6%
GCP
72
Gill Capital Partners
Colorado
$526K +$153 +20 +0%
EIA
73
Edgemoor Investment Advisors
Maryland
$515K
PAG
74
Private Advisor Group
New Jersey
$490K +$170K +22,120 +51%
LCM
75
Landscape Capital Management
New Jersey
$484K -$1.43M -186,795 -74%