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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
XT
51
XTX Topco
Cayman Islands
$993K +$1M +126,761 New
HI
52
Harbour Investments
Wisconsin
$971K +$134K +17,019 +16%
Thrivent Financial for Lutherans
53
Thrivent Financial for Lutherans
Minnesota
$938K +$73.6K +9,326 +8%
HKAM
54
Horizon Kinetics Asset Management
New York
$934K -$5.13K -650 -0.5%
AC
55
Almitas Capital
California
$924K +$931K +117,948 New
ASN
56
Advisory Services Network
Georgia
$912K +$61.9K +7,849 +7%
QL
57
Quarry LP
New York
$903K +$910K +115,372 New
SFS
58
Shaker Financial Services
Virginia
$892K +$215K +27,285 +31%
HighTower Advisors
59
HighTower Advisors
Illinois
$856K +$630K +79,843 +270%
MWM
60
Melfa Wealth Management
Massachusetts
$840K -$118 -15 -0%
Janney Montgomery Scott
61
Janney Montgomery Scott
Pennsylvania
$785K +$9.46K +1,199 +1%
SPC
62
Sigma Planning Corp
Michigan
$768K +$63.2K +8,009 +9%
VF
63
Virtu Financial
New York
$759K +$584K +73,983 +322%
IFG
64
Independent Financial Group
California
$738K -$131K -16,571 -15%
CM
65
CastleKnight Management
New York
$684K +$690K +87,400 New
KA
66
Kovack Advisors
Florida
$680K +$410K +51,931 +149%
VIA
67
Virtus Investment Advisers
Connecticut
$677K -$183K -23,248 -21%
First Trust Advisors
68
First Trust Advisors
Illinois
$667K -$67.9K -8,599 -9%
BCP
69
Blackhawk Capital Partners
Wisconsin
$663K -$16.9K -2,139 -2%
YCM
70
Yakira Capital Management
Connecticut
$623K
RCM
71
Robinson Capital Management
Michigan
$579K +$106K +13,415 +22%
GCP
72
Gill Capital Partners
Colorado
$548K -$67.3K -8,534 -11%
SAM
73
Seelaus Asset Management
New Jersey
$545K +$1.76K +223 +0.3%
GIA
74
Gladstone Institutional Advisory
Florida
$536K -$42.8K -5,425 -7%
EIA
75
Edgemoor Investment Advisors
Maryland
$536K