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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MWM
51
Melfa Wealth Management
Massachusetts
$877K
LSC
52
Logan Stone Capital
Illinois
$877K +$903K +107,222 New
HI
53
Harbour Investments
Wisconsin
$875K +$50.9K +6,052 +6%
Janney Montgomery Scott
54
Janney Montgomery Scott
Pennsylvania
$810K +$47K +5,588 +6%
OC
55
Oppenheimer & Co
New York
$782K +$5.02K +596 +0.6%
First Trust Advisors
56
First Trust Advisors
Illinois
$767K +$308K +36,560 +64%
SPC
57
Sigma Planning Corp
Michigan
$736K +$25.8K +3,065 +4%
SFS
58
Shaker Financial Services
Virginia
$716K -$1.48K -176 -0.2%
BCP
59
Blackhawk Capital Partners
Wisconsin
$711K +$731K +86,859 New
Stifel Financial
60
Stifel Financial
Missouri
$657K +$14.5K +1,727 +2%
YCM
61
Yakira Capital Management
Connecticut
$650K -$2.97M -352,741 -82%
GCP
62
Gill Capital Partners
Colorado
$642K -$145K -17,200 -18%
GIA
63
Gladstone Institutional Advisory
Florida
$604K -$41.2K -4,900 -6%
SAM
64
Seelaus Asset Management
New Jersey
$567K +$2.77K +329 +0.5%
EIA
65
Edgemoor Investment Advisors
Maryland
$560K -$26.6K -3,156 -4%
Wealth Enhancement Advisory Services
66
Wealth Enhancement Advisory Services
Minnesota
$555K -$110K -13,112 -16%
WAM
67
Wolverine Asset Management
Illinois
$545K +$561K +66,623 New
RCM
68
Robinson Capital Management
Michigan
$495K
SPIA
69
Steward Partners Investment Advisory
New York
$473K +$631 +75 +0.1%
CCM
70
Collar Capital Management
Wisconsin
$455K -$20K -2,372 -4%
Koshinski Asset Management
71
Koshinski Asset Management
Illinois
$440K -$29.3K -3,486 -6%
NEPWA
72
New England Private Wealth Advisors
Massachusetts
$439K +$253K +30,000 +127%
P
73
&Partners
Tennessee
$400K +$411K +48,839 New
NAS
74
NWF Advisory Services
California
$369K +$8.11K +963 +2%
WEG
75
World Equity Group
Illinois
$362K +$2.52K +300 +0.7%