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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HI
51
Harbour Investments
Wisconsin
$855K +$74.5K +9,114 +10%
GCP
52
Gill Capital Partners
Colorado
$810K -$24.2K -2,966 -3%
OC
53
Oppenheimer & Co
New York
$804K -$35.7K -4,362 -4%
Mercer Global Advisors
54
Mercer Global Advisors
Colorado
$799K -$970K -118,639 -56%
Janney Montgomery Scott
55
Janney Montgomery Scott
Pennsylvania
$791K +$4.24K +519 +0.6%
SFS
56
Shaker Financial Services
Virginia
$743K -$141K -17,300 -17%
KA
57
Kovack Advisors
Florida
$742K +$230K +28,103 +47%
SPC
58
Sigma Planning Corp
Michigan
$736K -$64.6K -7,897 -8%
Wealth Enhancement Advisory Services
59
Wealth Enhancement Advisory Services
Minnesota
$696K +$613 +75 +0.1%
GIA
60
Gladstone Institutional Advisory
Florida
$667K +$7.36K +900 +1%
Stifel Financial
61
Stifel Financial
Missouri
$666K +$109K +13,293 +20%
KAS
62
Kestra Advisory Services
Texas
$608K +$349K +42,652 +146%
EIA
63
Edgemoor Investment Advisors
Maryland
$606K -$24K -2,940 -4%
SAM
64
Seelaus Asset Management
New Jersey
$585K +$1.5K +183 +0.3%
XT
65
XTX Topco
Cayman Islands
$542K +$8.96K +1,096 +2%
Jane Street
66
Jane Street
New York
$539K +$177K +21,602 +51%
RCM
67
Robinson Capital Management
Michigan
$512K
CC
68
CF Capital
Massachusetts
$510K -$195K -23,887 -28%
CCM
69
Collar Capital Management
Wisconsin
$491K -$4.91K -600 -1%
SPIA
70
Steward Partners Investment Advisory
New York
$489K +$1.42K +174 +0.3%
Koshinski Asset Management
71
Koshinski Asset Management
Illinois
$485K
First Trust Advisors
72
First Trust Advisors
Illinois
$485K +$468K +57,247 New
CIA
73
Concurrent Investment Advisors
Florida
$474K +$35.6K +4,354 +8%
FTA
74
Financial & Tax Architects
Missouri
$449K +$280K +34,277 +183%
RAM
75
Readystate Asset Management
Illinois
$398K +$384K +46,975 New