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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
51
Cetera Investment Advisers
Illinois
$892K -$28.1K -3,228 -3%
GCP
52
Gill Capital Partners
Colorado
$868K -$20.8K -2,386 -2%
Janney Montgomery Scott
53
Janney Montgomery Scott
Pennsylvania
$760K -$56.4K -6,476 -7%
First Trust Advisors
54
First Trust Advisors
Illinois
$724K +$41.9K +4,814 +6%
SPC
55
Sigma Planning Corp
Michigan
$717K +$18.3K +2,098 +3%
KAS
56
Kestra Advisory Services
Texas
$688K +$172K +19,736 +33%
SIA
57
Sit Investment Associates
Minnesota
$664K -$6.5M -746,773 -91%
ASN
58
Advisory Services Network
Georgia
$645K +$51.7K +5,939 +9%
OC
59
Oppenheimer & Co
New York
$638K +$3.79K +435 +0.6%
HI
60
Harbour Investments
Wisconsin
$631K +$51.8K +5,956 +9%
Stifel Financial
61
Stifel Financial
Missouri
$628K +$36.7K +4,219 +6%
AAS
62
Avantax Advisory Services
Texas
$619K +$346K +39,796 +125%
GIA
63
Gladstone Institutional Advisory
Florida
$591K +$39.2K +4,500 +7%
EIA
64
Edgemoor Investment Advisors
Maryland
$575K
SAM
65
Seelaus Asset Management
New Jersey
$543K +$7.83K +900 +1%
CA
66
CoreCap Advisors
Michigan
$534K +$38.3K +4,400 +8%
Koshinski Asset Management
67
Koshinski Asset Management
Illinois
$517K -$26K -2,986 -5%
SPIA
68
Steward Partners Investment Advisory
New York
$505K +$548 +63 +0.1%
AHIA
69
Andrew Hill Investment Advisors
Florida
$502K +$505K +58,054 New
Jane Street
70
Jane Street
New York
$473K +$272K +31,219 +133%
CI
71
Conning Inc
Connecticut
$467K
WS
72
Wedbush Securities
California
$450K +$3.07K +353 +0.7%
CIA
73
Concurrent Investment Advisors
Florida
$435K -$9 -1 -0%
IWC
74
Integrated Wealth Concepts
Massachusetts
$429K -$57.6K -6,623 -12%
IMA
75
Investment Management Associates
Colorado
$420K -$1,000K -114,876 -70%